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Novartis
NVS

Overview Fund Activity

1,117 hedge funds and large institutions have $19.7B invested in Novartis in 2020 Q3 according to their latest regulatory filings, with 77 funds opening new positions, 346 increasing their positions, 457 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,117
Holders Change
-10
Holders Change %
-0.89%
% of All Funds
22.6%
Holding in Top 10
13
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-13.33%
% of All Funds
0.26%
New
77
Increased
346
Reduced
457
Closed
73
Calls
$178M
Puts
$125M
Net Calls
+$53.1M
Net Calls Change
-$42M

Top Buyers

1
Dodge & Cox
Dodge & Cox
California
+$212M
2
Point72 Asset Management
Point72 Asset Management
Connecticut
+$69.1M
3
Mawer Investment Management
Mawer Investment Management
Alberta, Canada
+$49.6M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$31.2M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$29.6M

Top Sellers

1
BBHC
Brown Brothers Harriman & Co
New York
-$314M
2
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$171M
3
Renaissance Technologies
Renaissance Technologies
New York
-$140M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$119M
5
FAM
Fred Alger Management
New York
-$108M
Name Holding Trade Value Shares
Change 		Shares
Change %
CHP
701
Cable Hill Partners
Oregon
$389K – – –
SIC
702
Salem Investment Counselors
North Carolina
$388K – – –
ECM
703
Evergreen Capital Management
Washington
$388K +$6.61K +76 +2%
BWAM
704
Boyd Watterson Asset Management
Ohio
$387K -$4.44K -51 -1%
FAT
705
First American Trust
California
$385K – – –
TRCT
706
Tower Research Capital (TRC)
New York
$385K +$385K +4,427 New
LA
707
LVW Advisors
New York
$384K +$32K +368 +9%
AP
708
Appleton Partners
Massachusetts
$382K – – –
MAFM
709
Mid Atlantic Financial Management
Pennsylvania
$380K -$34.3K -408 -8%
ST
710
Spinnaker Trust
Maine
$379K – – –
FP
711
Financial Perspectives
Minnesota
$378K – – –
GIA
712
Gladstone Institutional Advisory
Florida
$374K +$19.1K +219 +5%
SCM
713
Stevens Capital Management
Pennsylvania
$374K +$374K +4,298 New
OIA
714
OneDigital Investment Advisors
Kansas
$372K -$92.3K -1,063 -20%
BHWM
715
Bar Harbor Wealth Management
New Hampshire
$371K -$302K -3,475 -45%
PCG
716
Private Capital Group
Connecticut
$371K -$40.4K -464 -10%
CAM
717
Cozad Asset Management
Illinois
$370K -$11.4K -131 -3%
HIMCH
718
Hartford Investment Management Co (HIMCO)
Connecticut
$369K – – –
HCA
719
Heck Capital Advisors
Wisconsin
$369K +$28.3K +325 +8%
PC
720
Port Capital
Illinois
$368K – – –
CFA
721
Carroll Financial Associates
North Carolina
$367K -$68.6K -789 -16%
BBA
722
BLB&B Advisors
Pennsylvania
$367K -$22.6K -260 -6%
AL
723
Aspiriant LLC
California
$367K +$47.4K +547 +15%
IAA
724
Independent Advisor Alliance
North Carolina
$366K -$8.43K -97 -2%
GWM
725
GSB Wealth Management
Connecticut
$366K – – –
27 28
29
30 31