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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
CSS
701
Cubist Systematic Strategies
Connecticut
$341K -$2.59M -32,649 -88%
WB
702
WesBanco Bank
West Virginia
$340K +$61.2K +770 +21%
NDSI
703
Newman Dignan & Sheerar Inc
Rhode Island
$335K
PCM
704
Palisade Capital Management
New Jersey
$321K +$61.2K +770 +23%
OIA
705
Optimum Investment Advisors
Illinois
$320K
BCM
706
Brookstone Capital Management
Illinois
$317K +$18K +226 +6%
BAM
707
Berkshire Asset Management
Pennsylvania
$317K +$58.6K +738 +22%
SAM
708
Security Asset Management
New York
$312K
DDPIC
709
Deroy & Devereaux Private Investment Counsel
Michigan
$310K
ASN
710
Advisory Services Network
Georgia
$310K +$263K +3,307 +467%
MSS
711
Mitchell Sinkler & Starr
Pennsylvania
$309K
GA
712
GFS Advisors
Texas
$307K +$316K +3,979 New
SCM
713
Schnieders Capital Management
California
$306K -$42.4K -534 -12%
SBIA
714
Sheaff Brock Investment Advisors
Indiana
$304K +$314K +3,948 New
QSS
715
Quantitative Systematic Strategies
Florida
$302K +$306K +3,858 New
DJSG
716
D.J. St. Germain
Massachusetts
$301K +$310K +3,904 New
DAC
717
Dividend Assets Capital
South Carolina
$298K +$12.2K +153 +4%
BTNA
718
Bremer Trust National Association
Minnesota
$297K +$28.3K +356 +10%
BCM
719
BTC Capital Management
Iowa
$292K -$155K -1,948 -34%
AW
720
ACG Wealth
Georgia
$292K +$17.6K +221 +6%
WPP
721
Whalerock Point Partners
Rhode Island
$291K -$3.5K -44 -1%
BCA
722
Bray Capital Advisors
Florida
$290K
FBT
723
First Bankers Trust
Kentucky
$288K -$35.4K -446 -11%
VST
724
Van Strum & Towne
California
$287K
LCP
725
Lombardia Capital Partners
California
$285K +$293K +3,694 New

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.