We are live on ! Find out more
NVS icon

Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
LJHT
701
Laurie J. Hall Trustee
$366K
MSS
702
Mitchell Sinkler & Starr
Pennsylvania
$364K -$37.1K -447 -9%
FWM
703
Frontier Wealth Management
Missouri
$356K +$356K +4,291 New
AW
704
ACG Wealth
Georgia
$352K -$4.81K -58 -1%
SYBT
705
Stock Yards Bank & Trust
Kentucky
$350K -$61.8K -746 -15%
WA
706
WFG Advisors
Texas
$349K -$108K -1,300 -24%
SSA
707
South Street Advisors
New York
$347K -$296K -3,571 -46%
BCA
708
Bray Capital Advisors
Florida
$347K +$347K +4,184 New
FIB
709
First Interstate Bank
Montana
$344K +$72.7K +877 +27%
VFS
710
VSR Financial Services
Kansas
$339K -$140K -1,685 -29%
RG
711
Rathbones Group
United Kingdom
$335K -$141K -1,702 -30%
PFM
712
Parsec Financial Management
North Carolina
$335K
DDPIC
713
Deroy & Devereaux Private Investment Counsel
Michigan
$334K -$7.79K -94 -2%
FBT
714
First Bankers Trust
Kentucky
$334K +$74K +893 +29%
SKK
715
Shepherd Kaplan Krochuk
Massachusetts
$330K
RMDI
716
R.M. Davis Inc
Maine
$326K +$50.4K +608 +18%
GT
717
Greenleaf Trust
Michigan
$320K -$87.4K -1,054 -21%
WPP
718
Whalerock Point Partners
Rhode Island
$317K
MBTD
719
Mechanics Bank - Trust Department
California
$315K -$387K -4,665 -55%
OMC
720
Old Mission Capital
Illinois
$315K +$314K +3,790 New
BTNA
721
Bremer Trust National Association
Minnesota
$312K -$414 -5 -0.1%
OIA
722
Optimum Investment Advisors
Illinois
$307K
RCA
723
Rex Capital Advisors
Rhode Island
$303K
SHA
724
Smith Hayes Advisers
Nebraska
$299K
1IA
725
1834 Investment Advisors
Wisconsin
$292K -$205K -2,477 -41%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.