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Novartis
NVS

Overview Fund Activity

847 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
847
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M

Top Buyers

1
Dodge & Cox
Dodge & Cox
California
+$422M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$101M
3
Northern Trust
Northern Trust
Illinois
+$72.5M
4
Parnassus Investments
Parnassus Investments
California
+$39.1M
5
TAM
Tocqueville Asset Management
New York
+$35.3M

Top Sellers

1
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
-$150M
2
Franklin Resources
Franklin Resources
California
-$126M
3
Invesco
Invesco
Georgia
-$105M
4
BBHC
Brown Brothers Harriman & Co
New York
-$89.8M
5
IC
Institutional Capital
Illinois
-$73.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
DY
701
Dowling & Yahnke
California
$245K +$24K +296 +11%
PWAP
702
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$244K – – –
PTB
703
Pioneer Trust Bank
Oregon
$243K – – –
CWM
704
Confluence Wealth Management
Oregon
$238K +$238K +2,938 New
BBI
705
Baxter Bros Inc
Connecticut
$236K +$236K +2,905 New
ARMT
706
Amica Retiree Medical Trust
Rhode Island
$235K – – –
EFSCE
707
Enterprise Financial Services Corp (EFSC)
Missouri
$235K – – –
PWLP
708
Prio Wealth Limited Partnership
Massachusetts
$234K -$63.1K -781 -21%
SRIM
709
Saratoga Research & Investment Management
California
$230K – – –
PTC
710
Private Trust Company
Ohio
$230K – – –
QCMC
711
Quantum Capital Management (California)
California
$230K +$7.31K +90 +3%
PCM
712
Palisade Capital Management
New Jersey
$230K +$230K +2,841 New
ANRIA
713
American National Registered Investment Advisor
Texas
$226K – – –
NFC
714
Northeast Financial Consultants
Connecticut
$226K – – –
AAP
715
Ardsley Advisory Partners
Connecticut
$226K +$226K +2,790 New
N
716
Natixis
France
$225K -$58.9K -726 -21%
CCM
717
Cutler Capital Management
Massachusetts
$224K -$1.7M -20,931 -88%
HIMCH
718
Hartford Investment Management Co (HIMCO)
Connecticut
$223K +$1.06K +13 +0.5%
ALA
719
Atherton Lane Advisers
California
$222K – – –
AB
720
AT Bancorp
Iowa
$221K +$3.17K +39 +1%
EB
721
Eastern Bank
Massachusetts
$220K -$170K -2,081 -44%
WSTAM
722
Wilbanks Smith & Thomas Asset Management
Virginia
$219K -$13.2K -163 -6%
BCM
723
Becker Capital Management
Oregon
$218K – – –
CS
724
Cannell & Spears
New York
$217K – – –
OA
725
OFI Advisors
Pennsylvania
$216K -$17.8K -219 -8%
27 28
29
30 31