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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
DY
701
Dowling & Yahnke
California
$245K +$23.3K +296 +11%
PWAP
702
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$244K
PTB
703
Pioneer Trust Bank
Oregon
$243K
CWM
704
Confluence Wealth Management
Oregon
$238K +$231K +2,938 New
BBI
705
Baxter Bros Inc
Connecticut
$236K +$228K +2,905 New
ARMT
706
Amica Retiree Medical Trust
Rhode Island
$235K
EFSCE
707
Enterprise Financial Services Corp (EFSC)
Missouri
$235K
PWLP
708
Prio Wealth Limited Partnership
Massachusetts
$234K -$61.4K -781 -21%
PTC
709
Private Trust Company
Ohio
$230K
SRIM
710
Saratoga Research & Investment Management
California
$230K
QCMC
711
Quantum Capital Management (California)
California
$230K +$7.08K +90 +3%
PCM
712
Palisade Capital Management
New Jersey
$230K +$223K +2,841 New
ANRIA
713
American National Registered Investment Advisor
Texas
$226K
NFC
714
Northeast Financial Consultants
Connecticut
$226K
AAP
715
Ardsley Advisory Partners
Connecticut
$226K +$219K +2,790 New
N
716
Natixis
France
$225K -$57.1K -726 -21%
CCM
717
Cutler Capital Management
Massachusetts
$224K -$1.65M -20,931 -88%
HIMCH
718
Hartford Investment Management Co (HIMCO)
Connecticut
$223K +$1.02K +13 +0.5%
ALA
719
Atherton Lane Advisers
California
$222K
AB
720
AT Bancorp
Iowa
$221K +$3.07K +39 +1%
EB
721
Eastern Bank
Massachusetts
$220K -$164K -2,081 -44%
WSTAM
722
Wilbanks Smith & Thomas Asset Management
Virginia
$219K -$12.8K -163 -6%
BCM
723
Becker Capital Management
Oregon
$218K
CS
724
Cannell & Spears
New York
$217K
OA
725
OFI Advisors
Pennsylvania
$216K -$17.2K -219 -8%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.