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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
RT
701
Reliance Trust
Georgia
$252K +$17.6K +242 +8%
DHFB
702
Dixon Hubard Feinour & Brown
Virginia
$252K +$241K +3,306 New
CFA
703
Carroll Financial Associates
North Carolina
$251K +$24.6K +338 +11%
QT
704
Quantbot Technologies
New York
$249K +$238K +3,273 New
GT
705
Greenleaf Trust
Michigan
$248K -$1.02M -13,942 -81%
BC
706
Banced Corp
Illinois
$247K -$108K -1,485 -31%
SSWM
707
Sheets Smith Wealth Management
North Carolina
$245K -$97.6K -1,339 -29%
VFS
708
VSR Financial Services
Kansas
$245K -$41.6K -571 -15%
FA
709
FCG Advisors
New Jersey
$240K -$5.32K -73 -2%
FBT
710
First Bankers Trust
Kentucky
$238K -$24.4K -335 -10%
SI
711
SII Investments
Wisconsin
$236K +$947 +13 +0.4%
MMG
712
Monetary Management Group
Missouri
$234K -$81.3K -1,116 -27%
AW
713
ACG Wealth
Georgia
$230K
PWAP
714
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$230K
PTB
715
Pioneer Trust Bank
Oregon
$228K -$1.51M -20,765 -87%
CFG
716
CKW Financial Group
Hawaii
$226K +$4.3K +59 +2%
FIM
717
Freedom Investment Management
Connecticut
$224K +$214K +2,940 New
SCA
718
Stonebridge Capital Advisors
Minnesota
$223K +$213K +2,925 New
EFSCE
719
Enterprise Financial Services Corp (EFSC)
Missouri
$221K
OA
720
OFI Advisors
Pennsylvania
$220K -$8.09K -111 -4%
ARMT
721
Amica Retiree Medical Trust
Rhode Island
$220K +$189K +2,598 +881%
HW
722
Hancock Whitney
Mississippi
$218K +$208K +2,855 New
WSTAM
723
Wilbanks Smith & Thomas Asset Management
Virginia
$218K +$208K +2,858 New
PTC
724
Private Trust Company
Ohio
$216K -$268K -3,674 -56%
SRIM
725
Saratoga Research & Investment Management
California
$216K -$24.4K -335 -11%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.