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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
701
Aldebaran Financial
$237K +$237K +3,292 New
SI
702
SII Investments
Wisconsin
$236K +$16.9K +236 +8%
AMI
703
Amica Mutual Insurance
Rhode Island
$236K +$236K +3,274 New
FA
704
FCG Advisors
New Jersey
$232K +$232K +3,225 New
SRIM
705
Saratoga Research & Investment Management
California
$229K -$20.9K -290 -8%
HJA
706
Hugh Johnson Advisors
New York
$223K +$223K +3,101 New
RT
707
Reliance Trust
Georgia
$221K -$21.3K -295 -9%
MHS
708
M Holdings Securities
Oregon
$219K +$219K +3,037 New
CBN
709
Cadence Bank NA
Texas
$218K +$8.48K +118 +4%
PWAP
710
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$217K – – –
AW
711
ACG Wealth
Georgia
$217K +$217K +3,013 New
OA
712
OFI Advisors
Pennsylvania
$216K – – –
CFG
713
CKW Financial Group
Hawaii
$214K +$214K +2,970 New
CFA
714
Carroll Financial Associates
North Carolina
$213K -$8.42K -117 -4%
EFSCE
715
Enterprise Financial Services Corp (EFSC)
Missouri
$209K – – –
ANRIA
716
American National Registered Investment Advisor
Texas
$201K +$201K +2,790 New
NFC
717
Northeast Financial Consultants
Connecticut
$201K +$201K +2,790 New
CI
718
Conning Inc
Connecticut
$201K +$201K +2,790 New
TWA
719
TCI Wealth Advisors
Arizona
$190K +$47.9K +664 +34%
DBT
720
Dubuque Bank & Trust
Iowa
$188K +$142K +1,969 +307%
Manulife (Manufacturers Life Insurance)
721
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$171K +$5.23K +72,631 +3%
TF
722
Tompkins Financial
New York
$164K +$59.7K +827 +57%
LNB
723
Ledyard National Bank
$160K +$30K +418 +23%
S
724
SignatureFD
Georgia
$160K +$60.6K +839 +61%
LOCC
725
Lombard Odier & Cie (Canada)
Quebec, Canada
$159K +$159K +2,199 New
27 28
29
30 31