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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
676
Aureus Asset Management
Massachusetts
$407K +$9.88K +111 +2%
JHIU
677
Janus Henderson Investors US
Colorado
$404K -$9.77M -109,800 -96%
SCM
678
SOL Capital Management
Maryland
$404K
BP
679
Ballentine Partners
Massachusetts
$400K +$46.6K +524 +12%
SAM
680
Symphony Asset Management
California
$395K -$906K -10,176 -68%
BBA
681
BLB&B Advisors
Pennsylvania
$392K
DC
682
Davenport & Co
Virginia
$385K -$145K -1,634 -26%
CFA
683
Carroll Financial Associates
North Carolina
$385K +$151K +1,702 +57%
GVT
684
Genesee Valley Trust
New York
$384K -$220K -2,474 -35%
MMG
685
Monetary Management Group
Missouri
$381K +$99.3K +1,116 +32%
OAM
686
Occidental Asset Management
California
$377K
LMGAM
687
Liberty Mutual Group Asset Management
Massachusetts
$377K +$407K +4,576 New
LJHT
688
Laurie J. Hall Trustee
$376K +$9.97K +112 +3%
CIA
689
Capital Investment Advisors
Georgia
$375K -$5.79K -65 -1%
MPI
690
Mairs & Power Inc
Minnesota
$375K
SNT
691
Security National Trust
West Virginia
$372K
SCM
692
Schnieders Capital Management
California
$370K +$29.2K +328 +8%
LA
693
Lau Associates
Delaware
$365K
SFP
694
Santa Fe Partners
New Mexico
$359K +$388K +4,362 New
NDSI
695
Newman Dignan & Sheerar Inc
Rhode Island
$358K
DCM
696
Dynamic Capital Management
Jersey
$345K -$217K -2,442 -37%
FBT
697
First Bankers Trust
Kentucky
$345K -$19.8K -223 -5%
OIA
698
Optimum Investment Advisors
Illinois
$342K +$370K +4,152 New
MBTD
699
Mechanics Bank - Trust Department
California
$341K +$31.4K +353 +9%
SAM
700
Security Asset Management
New York
$334K -$73.3K -824 -17%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.