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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
UR
676
USCA RIA
Texas
$381K +$112K +1,383 +44%
DBT
677
Dubuque Bank & Trust
Iowa
$380K +$61.8K +764 +20%
VWM
678
Valley Wealth Managers
New Jersey
$377K
LJHT
679
Laurie J. Hall Trustee
$372K
FB
680
Fulton Bank
Pennsylvania
$372K +$22.3K +276 +7%
GIA
681
Guyasuta Investment Advisors
Pennsylvania
$369K -$3.15K -39 -0.9%
BP
682
Ballentine Partners
Massachusetts
$365K
CIA
683
Capital Investment Advisors
Georgia
$364K
NDSI
684
Newman Dignan & Sheerar Inc
Rhode Island
$364K
AW
685
ACG Wealth
Georgia
$363K -$45.9K -567 -12%
FIM
686
Freedom Investment Management
Connecticut
$363K +$37.7K +466 +12%
TNBTD
687
Trustmark National Bank Trust Department
Mississippi
$357K -$21.8K -270 -6%
DDPIC
688
Deroy & Devereaux Private Investment Counsel
Michigan
$347K
PFM
689
Parsec Financial Management
North Carolina
$340K +$8.98K +111 +3%
SKK
690
Shepherd Kaplan Krochuk
Massachusetts
$335K +$50.6K +625 +19%
BCM
691
Brookstone Capital Management
Illinois
$326K +$46.9K +580 +18%
AHB
692
Abner Herrman & Brock
New Jersey
$325K
HJA
693
Hugh Johnson Advisors
New York
$324K +$37.9K +468 +14%
WPP
694
Whalerock Point Partners
Rhode Island
$322K
BTNA
695
Bremer Trust National Association
Minnesota
$317K +$11.2K +138 +4%
MFBTD
696
MB Financial Bank - Trust Department
Illinois
$316K +$126K +1,557 +69%
OIA
697
Optimum Investment Advisors
Illinois
$312K -$9.06K -112 -3%
FAAM
698
First Allied Asset Management
California
$309K +$297K +3,677 New
RCA
699
Rex Capital Advisors
Rhode Island
$308K
CICI
700
Capital Investment Counsel Inc
North Carolina
$304K -$13.6K -168 -4%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.