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Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$247M
2
TH
TCTC Holdings
Texas
$40.1M
3
PP
PDT Partners
New York
$38M
4
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
$323M
5
Wells Fargo
Wells Fargo
California
$695M

Top Sellers

1
Primecap Management
Primecap Management
California
$2.09B
2
SCM
Sterling Capital Management
North Carolina
$66.9M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$34.2M
4
Northern Trust
Northern Trust
Illinois
$313M
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
$908K
Name Holding Trade Value Shares
Change 		Shares
Change %
UR
676
USCA RIA
Texas
$381K +$117K +1,383 +44%
DBT
677
Dubuque Bank & Trust
Iowa
$380K +$64.5K +764 +20%
VWM
678
Valley Wealth Managers
New Jersey
$377K – – –
LJHT
679
Laurie J. Hall Trustee
$372K – – –
FB
680
Fulton Bank
Pennsylvania
$372K +$23.3K +276 +7%
GIA
681
Guyasuta Investment Advisors
Pennsylvania
$369K -$3.28K -39 -0.9%
BP
682
Ballentine Partners
Massachusetts
$365K – – –
NDSI
683
Newman Dignan & Sheerar Inc
Rhode Island
$364K – – –
CIA
684
Capital Investment Advisors
Georgia
$364K – – –
AW
685
ACG Wealth
Georgia
$363K -$47.8K -567 -12%
FIM
686
Freedom Investment Management
Connecticut
$363K +$39.3K +466 +12%
TNBTD
687
Trustmark National Bank Trust Department
Mississippi
$357K -$22.8K -270 -6%
DDPIC
688
Deroy & Devereaux Private Investment Counsel
Michigan
$347K – – –
PFM
689
Parsec Financial Management
North Carolina
$340K +$9.36K +111 +3%
SKK
690
Shepherd Kaplan Krochuk
Massachusetts
$335K +$52.7K +625 +19%
BCM
691
Brookstone Capital Management
Illinois
$326K +$49K +580 +18%
AHB
692
Abner Herrman & Brock
New Jersey
$325K – – –
HJA
693
Hugh Johnson Advisors
New York
$324K +$39.5K +468 +14%
WPP
694
Whalerock Point Partners
Rhode Island
$322K – – –
BTNA
695
Bremer Trust National Association
Minnesota
$317K +$11.6K +138 +4%
MFBTD
696
MB Financial Bank - Trust Department
Illinois
$316K +$129K +1,557 +69%
OIA
697
Optimum Investment Advisors
Illinois
$312K -$9.46K -112 -3%
FAAM
698
First Allied Asset Management
California
$309K +$309K +3,677 New
RCA
699
Rex Capital Advisors
Rhode Island
$308K – – –
CICI
700
Capital Investment Counsel Inc
North Carolina
$304K -$14.2K -168 -4%
26 27
28
29 30