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Novartis
NVS

Overview Fund Activity

936 hedge funds and large institutions have $22.2B invested in Novartis in 2017 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 348 increasing their positions, 335 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
936
Holders Change
+17
Holders Change %
+1.85%
% of All Funds
23.37%
Holding in Top 10
38
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-5%
% of All Funds
0.95%
New
70
Increased
348
Reduced
335
Closed
44
Calls
$41.3M
Puts
$22.2M
Net Calls
+$19.2M
Net Calls Change
-$5M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$161M
2
Parnassus Investments
Parnassus Investments
California
+$127M
3
Millennium Management
Millennium Management
New York
+$64.6M
4
Morgan Stanley
Morgan Stanley
New York
+$42.5M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$29.6M

Top Sellers

1
Dodge & Cox
Dodge & Cox
California
-$472M
2
SEI Investments
SEI Investments
Pennsylvania
-$32.8M
3
MNA
Manning & Napier Advisors
New York
-$32.2M
4
BCPEM
Bain Capital Public Equity Management
Massachusetts
-$18.7M
5
SFM
Sphera Funds Management
Israel
-$16M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
651
AE Wealth Management
Kansas
$376K +$73.6K +958 +24%
OPCM
652
Osborne Partners Capital Management
California
$375K -$184K -2,389 -33%
FBT
653
First Bankers Trust
Kentucky
$373K -$8.53K -111 -2%
OIA
654
Optimum Investment Advisors
Illinois
$373K – – –
AIA
655
Armor Investment Advisors
North Carolina
$373K +$25.7K +335 +7%
PTB
656
Pioneer Trust Bank
Oregon
$371K +$371K +4,830 New
Luther King Capital Management (LKCM)
657
Luther King Capital Management (LKCM)
Texas
$370K -$39.9K -519 -10%
PFP
658
Pinnacle Financial Partners
Tennessee
$366K -$29.6K -384 -7%
AA
659
Ancora Advisors
Ohio
$366K +$10.7K +139 +3%
FA
660
FCG Advisors
New Jersey
$362K – – –
GWM
661
GSB Wealth Management
Connecticut
$361K – – –
TYCC
662
Texas Yale Capital Corp
Florida
$356K – – –
PFSC
663
Peoples Financial Services Corp
Pennsylvania
$354K – – –
CFA
664
Carroll Financial Associates
North Carolina
$354K +$15.7K +205 +5%
RHAM
665
Round Hill Asset Management
California
$352K – – –
AIA
666
Allegis Investment Advisors
Idaho
$352K +$92K +1,197 +35%
PIM
667
Penobscot Investment Management
Massachusetts
$346K – – –
NDSI
668
Newman Dignan & Sheerar Inc
Rhode Island
$346K – – –
PCP
669
Proficio Capital Partners
Massachusetts
$344K -$4.16K -54 -1%
CCM
670
Chilton Capital Management
Texas
$343K -$3K -39 -0.9%
SFG
671
Sather Financial Group
Texas
$343K – – –
LA
672
Lau Associates
Delaware
$341K – – –
IAA
673
Independent Advisor Alliance
North Carolina
$338K -$713K -9,315 -68%
IIC
674
Ironwood Investment Counsel
Arizona
$334K -$324K -4,215 -49%
CIA
675
Capital Investment Advisors
Georgia
$334K -$18.6K -242 -5%
25 26
27
28 29