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Novartis
NVS

Overview Fund Activity

939 hedge funds and large institutions have $23.3B invested in Novartis in 2015 Q1 according to their latest regulatory filings, with 83 funds opening new positions, 313 increasing their positions, 375 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
939
Holders Change
+21
Holders Change %
+2.29%
% of All Funds
25.05%
Holding in Top 10
69
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+11.29%
% of All Funds
1.84%
New
83
Increased
313
Reduced
375
Closed
51
Calls
$43.8M
Puts
$31.2M
Net Calls
+$12.6M
Net Calls Change
-$93.2M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$438M
2
Aristotle Capital Management
2
Aristotle Capital Management
California
$176M
3
Franklin Resources
3
Franklin Resources
California
$363M
4
Jennison Associates
4
Jennison Associates
New York
$76.2M
5
TCIM
5
TIAA CREF Investment Management
New York
$67.7M

Top Sellers

1
SSM
1
Sound Shore Management
Connecticut
$0
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$7.31M
3
Neuberger Berman Group
3
Neuberger Berman Group
New York
$85.5M
4
BTS
4
BB&T Securities
Virginia
$546M
5
WCM
5
Wedge Capital Management
North Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
651
Azzad Asset Management
Virginia
$512K -$556K -6,287 -52%
DCM
652
Dynamic Capital Management
Jersey
$504K +$504K +5,699 New
FNB
653
First Niagara Bank
New York
$503K -$7.87K -89 -2%
AAM
654
AR Asset Management
California
$503K – – –
QIM
655
Quantitative Investment Management
Virginia
$502K -$226K -2,566 -31%
CHAM
656
Clear Harbor Asset Management
Connecticut
$500K +$4.95K +56 +1%
SFT
657
Simmons First Trust
Arkansas
$499K -$16.7K -189 -3%
DBT
658
Dubuque Bank & Trust
Iowa
$498K +$23.7K +268 +5%
FNYS
659
First New York Securities
New York
$493K +$493K +5,580 New
HP
660
Hikari Power
Japan
$493K – – –
TYCC
661
Texas Yale Capital Corp
Florida
$486K -$477K -5,400 -50%
SJIC
662
St. James Investment Company
Texas
$486K +$63.7K +720 +15%
RCAG
663
Rehmann Capital Advisory Group
Michigan
$483K +$14.1K +159 +3%
ST
664
Spinnaker Trust
Maine
$482K +$30.1K +340 +7%
HW
665
Hedeker Wealth
Illinois
$478K – – –
BOTW
666
Bank of the West
California
$472K +$6.89K +78 +1%
PCM
667
Prelude Capital Management
New York
$472K +$472K +5,345 New
ZAM
668
Zevin Asset Management
Massachusetts
$470K -$186K -2,110 -28%
BBA
669
BLB&B Advisors
Pennsylvania
$470K -$49.3K -558 -9%
CPA
670
Capital Planning Advisors
California
$469K – – –
SM
671
Stratton Management
Pennsylvania
$465K +$4.42K +50 +1%
PL
672
Parkwood LLC
Ohio
$452K +$452K +5,118 New
CNBT
673
Canandaigua National Bank & Trust
New York
$449K -$1.5K -17 -0.3%
Sanders Capital
674
Sanders Capital
Florida
$444K – – –
PCM
675
Pointe Capital Management
Michigan
$442K +$442K +5,004 New
25 26
27
28 29