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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
651
Courier Capital
New York
$439K +$243 +3 +0.1%
RCAG
652
Rehmann Capital Advisory Group
Michigan
$436K +$2.43K +30 +0.6%
CHAM
653
Clear Harbor Asset Management
Connecticut
$430K +$3.64K +45 +0.9%
MNBTD
654
Moody National Bank Trust Division
Texas
$424K -$49.2K -608 -11%
Sanders Capital
655
Sanders Capital
Florida
$424K
LA
656
Lau Associates
Delaware
$421K
HVIA
657
Hudson Valley Investment Advisors
New York
$419K -$33.9K -419 -8%
SYBT
658
Stock Yards Bank & Trust
Kentucky
$418K -$105K -1,299 -21%
SNT
659
Security National Trust
West Virginia
$416K -$24.8K -307 -6%
HCC
660
Hirtle Callaghan & Co
Pennsylvania
$415K -$275K -3,393 -41%
SCM
661
SOL Capital Management
Maryland
$414K -$25.1K -310 -6%
GT
662
Greenleaf Trust
Michigan
$414K +$136K +1,677 +52%
MPI
663
Mairs & Power Inc
Minnesota
$408K +$20.4K +252 +6%
MSS
664
Mitchell Sinkler & Starr
Pennsylvania
$407K +$35.2K +435 +10%
1SB
665
1ST Source Bank
Indiana
$406K -$2.43K -30 -0.6%
CNBT
666
Canandaigua National Bank & Trust
New York
$402K +$2.27K +28 +0.6%
CB
667
Chemical Bank
Michigan
$400K
ANBTV
668
American National Bank & Trust (Virginia)
Virginia
$398K +$124K +1,534 +48%
WB
669
WesBanco Bank
West Virginia
$394K
KCM
670
Kornitzer Capital Management
Kansas
$394K +$36.7K +454 +11%
LBC
671
Lawrence B. Cohen
$393K -$2.91K -36 -0.8%
ST
672
Spinnaker Trust
Maine
$391K -$147K -1,814 -28%
CBN
673
Cadence Bank NA
Texas
$385K +$35.8K +442 +11%
WTB
674
Washington Trust Bank
Washington
$382K -$155K -1,917 -30%
ACM
675
Apex Capital Management
Ohio
$381K

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.