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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
CNBT
651
Canandaigua National Bank & Trust
New York
$343K -$95.4K -1,323 -22%
NG
652
NatWest Group
United Kingdom
$343K +$69.3K +963 +25%
CB
653
Chemical Bank
Michigan
$342K – – –
BC
654
Banced Corp
Illinois
$341K -$17.9K -248 -5%
SSWM
655
Smith Salley Wealth Management
North Carolina
$338K +$338K +4,693 New
BP
656
Banyan Partners
Florida
$333K -$75.5K -1,049 -18%
SSWM
657
Sheets Smith Wealth Management
North Carolina
$328K – – –
HCM
658
Howland Capital Management
Massachusetts
$324K +$11.3K +156 +4%
CIBC World Market
659
CIBC World Market
Ontario, Canada
$323K +$23.4K +325 +8%
VWM
660
Valley Wealth Managers
New Jersey
$322K +$322K +4,464 New
GIA
661
Guyasuta Investment Advisors
Pennsylvania
$321K – – –
LJHT
662
Laurie J. Hall Trustee
$318K -$8K -111 -2%
CIA
663
Capital Investment Advisors
Georgia
$317K +$317K +4,395 New
LJAC
664
L.J. Altfest & Co
New York
$316K +$316K +4,389 New
MSS
665
Mitchell Sinkler & Starr
Pennsylvania
$312K +$20.1K +279 +7%
RMDI
666
R.M. Davis Inc
Maine
$310K -$6.41K -89 -2%
FCM
667
Forester Capital Management
Illinois
$304K -$71.5K -993 -19%
GIA
668
Gateway Investment Advisers
Ohio
$303K -$72.2K -1,004 -19%
MMG
669
Monetary Management Group
Missouri
$301K – – –
Susquehanna International Group
670
Susquehanna International Group
Pennsylvania
$296K +$296K +4,111 New
BP
671
Ballentine Partners
Massachusetts
$293K – – –
ACM
672
Apex Capital Management
Ohio
$291K +$291K +4,046 New
MPI
673
Mairs & Power Inc
Minnesota
$286K -$21.7K -301 -7%
PFBT
674
Parkside Financial Bank & Trust
Missouri
$282K +$27.7K +386 +11%
BFEC
675
Benjamin F. Edwards & Company
Missouri
$281K -$6.2K -86 -2%
25 26
27
28 29