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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
IT
626
Independence Trust
Tennessee
$402K
CG
627
Caprock Group
Idaho
$401K -$541K -8,112 -57%
WHG
628
Westwood Holdings Group
Texas
$401K +$21.2K +318 +6%
AAM
629
Aureus Asset Management
Massachusetts
$400K +$79.2K +1,189 +27%
BBA
630
BLB&B Advisors
Pennsylvania
$400K +$176K +2,645 +79%
RWA
631
Ropes Wealth Advisors
Massachusetts
$396K
MC
632
Miles Capital
Iowa
$393K
BT
633
Beacon Trust
New Jersey
$392K
IAA
634
Independent Advisor Alliance
North Carolina
$390K +$393K +5,899 New
NL
635
NWAM LLC
Washington
$372K +$96.6K +1,450 +35%
BP
636
Ballentine Partners
Massachusetts
$370K -$41.7K -626 -10%
STMM
637
South Texas Money Management
Texas
$369K -$111K -1,666 -23%
BFC
638
Blue Fin Capital
Rhode Island
$369K -$3.4K -51 -0.9%
CRB
639
Chad R. Baker
$367K +$102K +1,534 +39%
SS
640
Sunbelt Securities
Texas
$366K +$18K +270 +5%
WA1
641
Wimmer Associates 1
California
$365K -$47.8K -717 -12%
HW
642
Hedeker Wealth
Illinois
$365K
PFM
643
Parsec Financial Management
North Carolina
$365K
ERIM
644
Eagle Ridge Investment Management
Connecticut
$363K -$38.7K -581 -10%
OAM
645
Occidental Asset Management
California
$363K -$16.7K -251 -4%
Luther King Capital Management (LKCM)
646
Luther King Capital Management (LKCM)
Texas
$362K -$15.9K -238 -4%
FBT
647
First Bankers Trust
Kentucky
$360K
PFPT
648
Pinnacle Financial Partners (Tennessee)
Tennessee
$356K -$20.4K -306 -5%
CC
649
Courier Capital
New York
$356K +$7.46K +112 +2%
JDR
650
Jay D. Rosenbaum
$352K +$74.4K +1,116 +27%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.