We are live on ! Find out more
NVS icon

Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
626
Apex Capital Management
Ohio
$540K +$1.69K +19 +0.3%
IC
627
Inverness Counsel
New York
$533K
NFG
628
Next Financial Group
Texas
$530K -$12.1K -136 -2%
HCM
629
Hutchinson Capital Management
California
$529K
AMIM
630
Aull & Monroe Investment Management
Alabama
$527K -$3.38K -38 -0.6%
LBC
631
Lawrence B. Cohen
$527K
ICAS
632
Investors Capital Advisory Services
Massachusetts
$521K +$312K +3,504 +124%
CC
633
ClearArc Capital
Ohio
$517K +$111K +1,244 +25%
CBU
634
CIBC Bank USA
Illinois
$515K -$5.07K -57 -0.9%
SFT
635
Simmons First Trust
Arkansas
$515K +$75.9K +853 +16%
PM
636
Penbrook Management
New York
$506K
RCAG
637
Rehmann Capital Advisory Group
Michigan
$504K +$15.7K +176 +3%
AAM
638
Autus Asset Management
Arizona
$503K -$114K -1,284 -17%
IAS
639
IMA Advisory Services
Colorado
$503K +$50.6K +569 +10%
BT
640
Beacon Trust
New Jersey
$496K
D.E. Shaw & Co
641
D.E. Shaw & Co
New York
$487K -$375K -4,217 -42%
BFC
642
Blue Fin Capital
Rhode Island
$481K -$9.88K -111 -2%
KCM
643
Kornitzer Capital Management
Kansas
$476K +$14.9K +167 +3%
BCM
644
BTC Capital Management
Iowa
$475K +$510K +5,735 New
WHG
645
Westwood Holdings Group
Texas
$471K -$57.8M -649,887 -99%
UR
646
USCA RIA
Texas
$471K +$5.07K +57 +1%
FNB
647
First Niagara Bank
New York
$469K -$24.8K -279 -5%
1SB
648
1ST Source Bank
Indiana
$469K +$21.3K +239 +4%
CIS
649
Connors Investor Services
Pennsylvania
$467K +$505K +5,674 New
CHAM
650
Clear Harbor Asset Management
Connecticut
$466K

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.