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Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$222M
2
TH
TCTC Holdings
Texas
+$40.1M
3
PP
PDT Partners
New York
+$38M
4
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$34.6M
5
Wells Fargo
Wells Fargo
California
+$30.7M

Top Sellers

1
Primecap Management
Primecap Management
California
-$151M
2
SCM
Sterling Capital Management
North Carolina
-$80.1M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$72.2M
4
Northern Trust
Northern Trust
Illinois
-$67.2M
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
-$60.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PL
626
Parkwood LLC
Ohio
$525K -$377K -4,474 -42%
CIBC World Market
627
CIBC World Market
Ontario, Canada
$525K +$145K +1,725 +38%
AP
628
Appleton Partners
Massachusetts
$521K +$43.8K +519 +9%
STMM
629
South Texas Money Management
Texas
$508K -$20.8K -246 -4%
PAM
630
Princeton Alpha Management
New Jersey
$508K +$508K +6,017 New
ASN
631
Advisory Services Network
Georgia
$506K -$497K -5,899 -50%
1IA
632
1834 Investment Advisors
Wisconsin
$506K -$98.5K -1,167 -16%
FFBTD
633
First Financial Bank - Trust Division
Ohio
$502K +$2.87K +34 +0.6%
BFEC
634
Benjamin F. Edwards & Company
Missouri
$497K +$103K +1,218 +26%
FNB
635
First Niagara Bank
New York
$496K +$14.8K +176 +3%
SEC
636
Seven Eight Capital
New York
$489K +$301K +3,571 +160%
PM
637
Penbrook Management
New York
$489K – – –
VFS
638
VSR Financial Services
Kansas
$486K +$35.1K +416 +8%
TI
639
Turner Investments
Pennsylvania
$484K +$484K +5,736 New
RG
640
Rathbones Group
United Kingdom
$483K – – –
AAM
641
AR Asset Management
California
$480K – – –
WRM
642
Westport Resources Management
Connecticut
$475K +$4.73K +56 +1%
CIC
643
Chilton Investment Company
Connecticut
$473K +$261K +3,086 +123%
HP
644
Hikari Power
Japan
$471K – – –
OAM
645
Occidental Asset Management
California
$469K – – –
MSU
646
Maple Securities USA
New Jersey
$466K +$466K +5,529 New
BAM
647
Burnham Asset Management
New York
$464K – – –
WA
648
WFG Advisors
Texas
$464K +$11.3K +134 +2%
B
649
BancorpSouth
Mississippi
$460K – – –
WJA
650
Williams Jones & Associates
New York
$439K -$84.2K -999 -16%
24 25
26
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