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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
RG
626
Rathbones Group
United Kingdom
$437K +$418K +5,731 New
TFO
627
Tarbox Family Office
California
$436K +$333K +4,572 +394%
BFC
628
Blue Fin Capital
Rhode Island
$434K -$41.9K -575 -9%
AAM
629
AR Asset Management
California
$434K +$415K +5,692 New
B
630
BancorpSouth
Mississippi
$429K +$410K +5,628 New
WRM
631
Westport Resources Management
Connecticut
$425K -$157K -2,150 -28%
OAM
632
Occidental Asset Management
California
$423K +$405K +5,555 New
CS
633
Credential Securities
$422K +$404K +5,541 New
BAM
634
Burnham Asset Management
New York
$419K
CIM
635
CIM Investment Management
Pennsylvania
$407K +$390K +5,347 New
AP
636
Appleton Partners
Massachusetts
$405K -$58.1K -797 -13%
SNT
637
Security National Trust
West Virginia
$403K
SCM
638
SOL Capital Management
Maryland
$397K -$18.3K -251 -5%
CC
639
Courier Capital
New York
$396K
HCC
640
Hirtle Callaghan & Co
Pennsylvania
$388K -$8.16K -112 -2%
CHAM
641
Clear Harbor Asset Management
Connecticut
$385K
TYCC
642
Texas Yale Capital Corp
Florida
$382K
WA
643
WFG Advisors
Texas
$380K -$26K -357 -7%
LA
644
Lau Associates
Delaware
$380K
Sanders Capital
645
Sanders Capital
Florida
$374K
FAT
646
First American Trust
California
$373K -$89.2K -1,224 -20%
Capital Fund Management (CFM)
647
Capital Fund Management (CFM)
France
$371K +$355K +4,875 New
Schroder Investment Management Group
648
Schroder Investment Management Group
United Kingdom
$367K
EB
649
Eastern Bank
Massachusetts
$365K +$348K +4,779 New
NG
650
NatWest Group
United Kingdom
$363K -$73 -1 -0%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.