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Novartis
NVS

Overview Fund Activity

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.99%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M

Top Buyers

1
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$71.6M
2
MHI
Miller Howard Investments
New York
+$59.3M
3
VKH
Virtu KCG Holdings
New York
+$50.9M
4
AG
Aperio Group
California
+$45.8M
5
Northern Trust
Northern Trust
Illinois
+$44.9M

Top Sellers

1
Primecap Management
Primecap Management
California
-$230M
2
Neuberger Berman Group
Neuberger Berman Group
New York
-$143M
3
TCIM
TIAA CREF Investment Management
New York
-$101M
4
WHG
Westwood Holdings Group
Texas
-$73.8M
5
HTC
Haverford Trust Company
Pennsylvania
-$70.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
RG
626
Rathbones Group
United Kingdom
$437K +$437K +5,731 New
TFO
627
Tarbox Family Office
California
$436K +$348K +4,572 +394%
BFC
628
Blue Fin Capital
Rhode Island
$434K -$43.8K -575 -9%
AAM
629
AR Asset Management
California
$434K +$434K +5,692 New
B
630
BancorpSouth
Mississippi
$429K +$429K +5,628 New
WRM
631
Westport Resources Management
Connecticut
$425K -$164K -2,150 -28%
OAM
632
Occidental Asset Management
California
$423K +$423K +5,555 New
CS
633
Credential Securities
$422K +$422K +5,541 New
BAM
634
Burnham Asset Management
New York
$419K – – –
CIM
635
CIM Investment Management
Pennsylvania
$407K +$407K +5,347 New
AP
636
Appleton Partners
Massachusetts
$405K -$60.7K -797 -13%
SNT
637
Security National Trust
West Virginia
$403K – – –
SCM
638
SOL Capital Management
Maryland
$397K -$19.1K -251 -5%
CC
639
Courier Capital
New York
$396K – – –
HCC
640
Hirtle Callaghan & Co
Pennsylvania
$388K -$8.57K -112 -2%
CHAM
641
Clear Harbor Asset Management
Connecticut
$385K – – –
TYCC
642
Texas Yale Capital Corp
Florida
$382K – – –
WA
643
WFG Advisors
Texas
$380K -$27.2K -357 -7%
LA
644
Lau Associates
Delaware
$380K – – –
Sanders Capital
645
Sanders Capital
Florida
$374K – – –
FAT
646
First American Trust
California
$373K -$93.3K -1,224 -20%
Capital Fund Management (CFM)
647
Capital Fund Management (CFM)
France
$371K +$371K +4,875 New
Schroder Investment Management Group
648
Schroder Investment Management Group
United Kingdom
$367K – – –
EB
649
Eastern Bank
Massachusetts
$365K +$365K +4,779 New
NG
650
NatWest Group
United Kingdom
$363K -$76 -1 -0%
24 25
26
27 28