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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAS
626
Brown Advisory Securities
Maryland
$419K -$8.72K -121 -2%
Canada Life
627
Canada Life
Manitoba, Canada
$419K – – –
IT
628
Independence Trust
Tennessee
$418K -$6.84K -95 -2%
PM
629
Penbrook Management
New York
$418K +$418K +5,803 New
CIC
630
Chilton Investment Company
Connecticut
$414K – – –
DDPIC
631
Deroy & Devereaux Private Investment Counsel
Michigan
$413K – – –
WB
632
WesBanco Bank
West Virginia
$409K -$16.4K -228 -4%
GHAM
633
Gilman Hill Asset Management
Connecticut
$398K +$16.1K +223 +4%
BAM
634
Burnham Asset Management
New York
$396K – – –
SCM
635
SOL Capital Management
Maryland
$394K -$8.07K -112 -2%
SIC
636
Shoker Investment Counsel
Ohio
$386K +$386K +5,361 New
WA
637
WFG Advisors
Texas
$385K +$22.2K +308 +6%
SNT
638
Security National Trust
West Virginia
$381K +$16.1K +223 +4%
CC
639
Courier Capital
New York
$375K – – –
HCC
640
Hirtle Callaghan & Co
Pennsylvania
$373K – – –
JG
641
Jefferies Group
New York
$371K +$371K +5,156 New
CHAM
642
Clear Harbor Asset Management
Connecticut
$364K – – –
TYCC
643
Texas Yale Capital Corp
Florida
$361K – – –
HCMNY
644
Howard Capital Management (New York)
New York
$361K – – –
LA
645
Lau Associates
Delaware
$360K – – –
LBC
646
Lawrence B. Cohen
$360K – – –
FB
647
Fulton Bank
Pennsylvania
$355K -$18.7K -260 -5%
Sanders Capital
648
Sanders Capital
Florida
$354K – – –
Schroder Investment Management Group
649
Schroder Investment Management Group
United Kingdom
$347K – – –
SM
650
Stratton Management
Pennsylvania
$344K +$40.2K +558 +13%
24 25
26
27 28