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Novartis

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $102M | Put options by funds: $79.7M

13% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 47

11% more capital invested

Capital invested by funds: $16.9B → $18.7B (+$1.82B)

2% more funds holding in top 10

Funds holding in top 10: 5455 (+1)

0.03% less ownership

Funds ownership: 9.93%9.91% (-0.03%)

0% less funds holding

Funds holding: 763761 (-2)

4% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 294

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M
Name Holding Trade Value Shares
Change
Change in
Stake
TYCC
626
Texas Yale Capital Corp
Florida
$345K +$332K +5,019 New
LBC
627
Lawrence B. Cohen
$344K +$29.5K +446 +10%
LA
628
Lau Associates
Delaware
$343K
BC
629
Banced Corp
Illinois
$342K -$81.7K -1,235 -20%
VAM
630
Visionary Asset Management
Texas
$342K +$329K +4,975 New
Sanders Capital
631
Sanders Capital
Florida
$338K
Schroder Investment Management Group
632
Schroder Investment Management Group
United Kingdom
$331K +$301K +4,545 +1,696%
CB
633
Chemical Bank
Michigan
$326K -$4.96K -75 -2%
AA
634
Ancora Advisors
Ohio
$322K
SSWM
635
Sheets Smith Wealth Management
North Carolina
$313K +$20.7K +313 +7%
LJHT
636
Laurie J. Hall Trustee
$311K
WTB
637
Washington Trust Bank
Washington
$311K +$6.88K +104 +2%
GIA
638
Guyasuta Investment Advisors
Pennsylvania
$306K
RMDI
639
R.M. Davis Inc
Maine
$302K +$291K +4,391 New
HCM
640
Howland Capital Management
Massachusetts
$298K
MPI
641
Mairs & Power Inc
Minnesota
$293K -$34.6K -523 -11%
SM
642
Stratton Management
Pennsylvania
$290K +$279K +4,213 New
MMG
643
Monetary Management Group
Missouri
$288K +$18.5K +279 +7%
CIBC World Market
644
CIBC World Market
Ontario, Canada
$286K +$60K +907 +28%
BP
645
Ballentine Partners
Massachusetts
$280K
KCM
646
Kornitzer Capital Management
Kansas
$279K +$269K +4,060 New
MSS
647
Mitchell Sinkler & Starr
Pennsylvania
$278K -$2.22M -33,497 -89%
BFEC
648
Benjamin F. Edwards & Company
Missouri
$274K -$14.2K -215 -5%
MBT
649
Monroe Bank & Trust
Michigan
$272K -$418K -6,324 -62%
PWLP
650
Prio Wealth Limited Partnership
Massachusetts
$268K -$99.7K -1,507 -28%