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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
SA
601
Strategic Advisors
New York
$634K
SIC
602
Salem Investment Counselors
North Carolina
$633K
SIC
603
Shoker Investment Counsel
Ohio
$620K -$14K -157 -2%
FCCM
604
First City Capital Management
Georgia
$617K
SC
605
Schulhoff & Co
Ohio
$613K +$9.88K +111 +2%
ACH
606
ArrowMark Colorado Holdings
Colorado
$612K
OC
607
Oakworth Capital
Alabama
$586K
HCM
608
Hollencrest Capital Management
California
$575K +$417K +4,687 +204%
HJGA
609
Hardman Johnston Global Advisors
Connecticut
$571K -$6.94K -78 -1%
BAM
610
Burnham Asset Management
New York
$570K -$29.8K -335 -5%
AAM
611
Azzad Asset Management
Virginia
$566K +$38.2K +429 +7%
BWAM
612
Boyd Watterson Asset Management
Ohio
$565K +$178 +2 +0%
JC
613
Jacobs & Co
California
$560K -$49.7K -558 -8%
FFC
614
First Financial Corp
Indiana
$559K -$79.5K -893 -12%
EAM
615
Eagle Asset Management
Florida
$558K -$712 -8 -0.1%
FLAM
616
First Light Asset Management
Minnesota
$558K
Verition Fund Management
617
Verition Fund Management
Connecticut
$558K +$603K +6,771 New
CG
618
Colony Group
Massachusetts
$552K -$35.6K -400 -6%
FNB
619
Farmers National Bank
Kentucky
$552K -$9.97K -112 -2%
CK
620
Cohen Klingenstein
New York
$552K
SFSIG
621
San Francisco Sentry Investment Group
California
$552K
WMC
622
Westwood Management Corporation
Illinois
$552K +$596K +6,696 New
STMM
623
South Texas Money Management
Texas
$550K +$16.3K +183 +3%
FAT
624
First American Trust
California
$547K
MCA
625
Mercer Capital Advisers
New Jersey
$541K

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.