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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
601
Credential Securities
$690K +$154K +1,857 +29%
QIM
602
Quantitative Investment Management
Virginia
$685K +$120K +1,450 +21%
Luther King Capital Management (LKCM)
603
Luther King Capital Management (LKCM)
Texas
$682K +$54.6K +659 +9%
PFM
604
PacWest Financial Management
Arizona
$676K +$29.2K +352 +5%
IB
605
Intrust Bank
Kansas
$675K -$27.9K -336 -4%
DC
606
Davenport & Co
Virginia
$674K
WJA
607
Williams Jones & Associates
New York
$673K +$241K +2,902 +56%
LMGAM
608
Liberty Mutual Group Asset Management
Massachusetts
$670K -$446K -5,383 -40%
BWAM
609
Boyd Watterson Asset Management
Ohio
$666K -$24.4K -294 -4%
SIC
610
Salem Investment Counselors
North Carolina
$643K
GVT
611
Genesee Valley Trust
New York
$633K -$138K -1,660 -18%
FWCM
612
Ferguson Wellman Capital Management
Oregon
$631K -$13.8K -167 -2%
HCM
613
Howland Capital Management
Massachusetts
$630K +$46.3K +558 +8%
FFC
614
First Financial Corp
Indiana
$629K +$37K +446 +6%
SC
615
Schulhoff & Co
Ohio
$623K +$2.32K +28 +0.4%
HT
616
HighTower Trust
Texas
$623K +$16.7K +201 +3%
BC
617
Banced Corp
Illinois
$622K +$14K +169 +2%
ZAM
618
Zevin Asset Management
Massachusetts
$617K +$13.9K +168 +2%
SA
619
Strategic Advisors
New York
$612K -$120K -1,450 -16%
NA
620
Navellier & Associates
Nevada
$607K -$5.06K -61 -0.8%
NFG
621
Next Financial Group
Texas
$606K -$355K -4,279 -37%
MIP
622
Marietta Investment Partners
Wisconsin
$600K +$599K +7,227 New
TCB
623
Texas Capital Bancshares
Texas
$596K +$12.9K +156 +2%
HCC
624
Hirtle Callaghan & Co
Pennsylvania
$593K +$185K +2,232 +45%
BAS
625
Brown Advisory Securities
Maryland
$592K +$12.1K +146 +2%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.