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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
ZAM
601
Zevin Asset Management
Massachusetts
$612K
CIP
602
Convergence Investment Partners
Florida
$604K +$97.6K +1,206 +20%
FC
603
Forte Capital
New York
$603K +$578K +7,144 New
FFC
604
First Financial Corp
Indiana
$601K +$167K +2,065 +41%
HCM
605
Howland Capital Management
Massachusetts
$593K -$2.67K -33 -0.5%
TCB
606
Texas Capital Bancshares
Texas
$592K -$16.3K -201 -3%
CIS
607
Connors Investor Services
Pennsylvania
$592K
BAS
608
Brown Advisory Securities
Maryland
$587K +$23.9K +295 +4%
CP
609
Camelot Portfolios
Ohio
$578K +$27.6K +341 +5%
QIM
610
Quantitative Investment Management
Virginia
$574K +$551K +6,808 New
FLAM
611
First Light Asset Management
Minnesota
$571K
OC
612
Oakworth Capital
Alabama
$571K
CK
613
Cohen Klingenstein
New York
$565K
SFSIG
614
San Francisco Sentry Investment Group
California
$565K
MCM
615
Manchester Capital Management
Vermont
$560K +$46K +569 +9%
FAT
616
First American Trust
California
$551K
BT
617
Beacon Trust
New Jersey
$543K
HCM
618
Hutchinson Capital Management
California
$542K
SIC
619
Shoker Investment Counsel
Ohio
$542K
CS
620
Credential Securities
$541K +$28.5K +352 +6%
SJIC
621
St. James Investment Company
Texas
$534K -$25.2M -311,875 -98%
IT
622
Independence Trust
Tennessee
$532K +$1.7K +21 +0.3%
BFC
623
Blue Fin Capital
Rhode Island
$532K +$49.7K +614 +11%
PL
624
Plancorp LLC
Missouri
$532K +$511K +6,313 New
BBA
625
BLB&B Advisors
Pennsylvania
$529K -$66.7K -825 -12%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.