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Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$222M
2
TH
TCTC Holdings
Texas
+$40.1M
3
PP
PDT Partners
New York
+$38M
4
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
+$34.6M
5
Wells Fargo
Wells Fargo
California
+$30.7M

Top Sellers

1
Primecap Management
Primecap Management
California
-$151M
2
SCM
Sterling Capital Management
North Carolina
-$80.1M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$72.2M
4
Northern Trust
Northern Trust
Illinois
-$67.2M
5
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
-$60.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ZAM
601
Zevin Asset Management
Massachusetts
$612K – – –
CIP
602
Convergence Investment Partners
Florida
$604K +$102K +1,206 +20%
FC
603
Forte Capital
New York
$603K +$603K +7,144 New
FFC
604
First Financial Corp
Indiana
$601K +$174K +2,065 +41%
HCM
605
Howland Capital Management
Massachusetts
$593K -$2.78K -33 -0.5%
TCB
606
Texas Capital Bancshares
Texas
$592K -$16.9K -201 -3%
CIS
607
Connors Investor Services
Pennsylvania
$592K – – –
BAS
608
Brown Advisory Securities
Maryland
$587K +$24.8K +295 +4%
CP
609
Camelot Portfolios
Ohio
$578K +$28.8K +341 +5%
QIM
610
Quantitative Investment Management
Virginia
$574K +$574K +6,808 New
OC
611
Oakworth Capital
Alabama
$571K – – –
FLAM
612
First Light Asset Management
Minnesota
$571K – – –
CK
613
Cohen Klingenstein
New York
$565K – – –
SFSIG
614
San Francisco Sentry Investment Group
California
$565K – – –
MCM
615
Manchester Capital Management
Vermont
$560K +$48K +569 +9%
FAT
616
First American Trust
California
$551K – – –
BT
617
Beacon Trust
New Jersey
$543K – – –
HCM
618
Hutchinson Capital Management
California
$542K – – –
SIC
619
Shoker Investment Counsel
Ohio
$542K – – –
CS
620
Credential Securities
$541K +$29.5K +352 +6%
SJIC
621
St. James Investment Company
Texas
$534K -$26.3M -311,875 -98%
IT
622
Independence Trust
Tennessee
$532K +$1.77K +21 +0.3%
BFC
623
Blue Fin Capital
Rhode Island
$532K +$51.8K +614 +11%
PL
624
Plancorp LLC
Missouri
$532K +$532K +6,313 New
BBA
625
BLB&B Advisors
Pennsylvania
$529K -$69.5K -825 -12%
23 24
25
26 27