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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
HL
601
HeadInvest LLC
Maine
$520K
IT
602
Independence Trust
Tennessee
$510K -$35.1K -446 -7%
SYBT
603
Stock Yards Bank & Trust
Kentucky
$508K -$83.4K -1,060 -14%
STMM
604
South Texas Money Management
Texas
$508K -$3.46K -44 -0.7%
WJA
605
Williams Jones & Associates
New York
$503K -$1.17M -14,910 -71%
CS
606
Credential Securities
$495K +$44.4K +564 +10%
MCM
607
Manchester Capital Management
Vermont
$492K +$445K +5,658 +1,380%
CPP
608
Crow Point Partners
Massachusetts
$486K
ST
609
Semper Trust
Pennsylvania
$484K
CIP
610
Convergence Investment Partners
Florida
$483K -$215K -2,732 -31%
FFBTD
611
First Financial Bank - Trust Division
Ohio
$480K -$8.73K -111 -2%
PM
612
Penbrook Management
New York
$471K -$456K -5,803 -50%
NG
613
NatWest Group
United Kingdom
$471K +$81.2K +1,032 +22%
Canada Life
614
Canada Life
Manitoba, Canada
$469K
RG
615
Rathbones Group
United Kingdom
$465K
FNB
616
First Niagara Bank
New York
$463K -$11.5K -146 -2%
AAM
617
AR Asset Management
California
$462K
BFC
618
Blue Fin Capital
Rhode Island
$462K
AP
619
Appleton Partners
Massachusetts
$459K +$26.7K +340 +6%
MNBTD
620
Moody National Bank Trust Division
Texas
$457K +$154K +1,953 +53%
HP
621
Hikari Power
Japan
$453K
WRM
622
Westport Resources Management
Connecticut
$452K
OAM
623
Occidental Asset Management
California
$451K
BAM
624
Burnham Asset Management
New York
$446K
B
625
BancorpSouth
Mississippi
$442K -$13.8K -176 -3%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.