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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
FLAM
601
First Light Asset Management
Minnesota
$516K
G
602
GlobalBridge
Minnesota
$514K +$15.4K +212 +3%
IT
603
Independence Trust
Tennessee
$513K +$67K +920 +16%
FWCM
604
Ferguson Wellman Capital Management
Oregon
$511K -$204K -2,803 -29%
CK
605
Cohen Klingenstein
New York
$510K
SSWM
606
Smith Salley Wealth Management
North Carolina
$509K +$145K +1,984 +42%
BT
607
Beacon Trust
New Jersey
$500K -$733K -10,062 -61%
AIA
608
Alerus Investment Advisors
Minnesota
$498K +$451K +6,196 +1,822%
HCM
609
Hutchinson Capital Management
California
$490K
HL
610
HeadInvest LLC
Maine
$488K +$40.7K +558 +10%
CPP
611
Crow Point Partners
Massachusetts
$486K +$465K +6,384 New
STMM
612
South Texas Money Management
Texas
$481K +$30.2K +414 +7%
PL
613
Plancorp LLC
Missouri
$480K +$16.5K +227 +4%
WTB
614
Washington Trust Bank
Washington
$473K +$452K +6,203 New
LC
615
Lilley & Co
Michigan
$469K -$287K -3,942 -39%
BAS
616
Brown Advisory Securities
Maryland
$468K +$24K +329 +6%
SC
617
Schulhoff & Co
Ohio
$464K -$41.1K -564 -8%
FFBTD
618
First Financial Bank - Trust Division
Ohio
$460K -$16.3K -224 -4%
ST
619
Semper Trust
Pennsylvania
$455K
FFC
620
First Financial Corp
Indiana
$451K
FNB
621
First Niagara Bank
New York
$446K -$8.16K -112 -2%
SIC
622
Shoker Investment Counsel
Ohio
$445K +$35.1K +482 +9%
WCBA
623
Weaver C. Barksdale & Associates
Tennessee
$441K -$23.2K -318 -5%
Canada Life
624
Canada Life
Manitoba, Canada
$439K
CIC
625
Chilton Investment Company
Connecticut
$438K

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.