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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
576
Geneos Wealth Management
Colorado
$558K +$11K +165 +2%
Verition Fund Management
577
Verition Fund Management
Connecticut
$550K +$550K +8,258 New
WCF
578
West Coast Financial
California
$542K -$334K -5,011 -38%
RC
579
Roundview Capital
New Jersey
$542K
PVWM
580
Point View Wealth Management
New Jersey
$537K +$20.7K +311 +4%
MA
581
Montag & Associates
Georgia
$535K
BTIS
582
BB&T Investment Services
North Carolina
$529K +$356K +5,349 +199%
LPIC
583
LeJeune Puetz Investment Counsel
Michigan
$527K
FAM
584
Formidable Asset Management
Ohio
$525K -$27.9K -418 -5%
PC
585
Palo Capital
California
$523K +$524K +7,862 New
1SB
586
1ST Source Bank
Indiana
$519K -$6.66K -100 -1%
WB
587
Webster Bank
Connecticut
$516K -$76.2K -1,144 -13%
BA
588
Bristol Advisors
Pennsylvania
$512K +$513K +7,700 New
Connor, Clark & Lunn Investment Management (CC&L)
589
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$512K +$513K +7,700 New
COI
590
Connable Office Inc
Michigan
$501K -$2.76M -41,441 -85%
CFA
591
CT Financial Advisors
Pennsylvania
$501K
DJSG
592
D.J. St. Germain
Massachusetts
$490K +$49.4K +741 +11%
SGI
593
Summit Global Investments
Utah
$488K +$489K +7,332 New
AWA
594
ARS Wealth Advisors
Florida
$487K +$235K +3,529 +93%
FCCM
595
First City Capital Management
Georgia
$483K -$2K -30 -0.4%
BAS
596
Brown Advisory Securities
Maryland
$480K +$14.5K +217 +3%
SPC
597
Sigma Planning Corp
Michigan
$479K +$24.5K +368 +5%
WJA
598
Williams Jones & Associates
New York
$478K +$37.2K +558 +8%
PAMG
599
Patton Albertson Miller Group
Tennessee
$477K -$47.3K -710 -9%
CWM
600
Concert Wealth Management
California
$475K -$10.3K -154 -2%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.