NVS icon

Novartis
NVS

Overview Fund Activity

876 hedge funds and large institutions have $18.7B invested in Novartis in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 322 increasing their positions, 339 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
876
Holders Change
-1
Holders Change %
-0.11%
% of All Funds
23.41%
Holding in Top 10
28
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-24.32%
% of All Funds
0.75%
New
53
Increased
322
Reduced
339
Closed
43
Calls
$50M
Puts
$45M
Net Calls
+$5M
Net Calls Change
+$2.72M

Top Buyers

1
Parnassus Investments
Parnassus Investments
California
+$62.9M
2
Franklin Resources
Franklin Resources
California
+$54.3M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$36.3M
4
SEI Investments
SEI Investments
Pennsylvania
+$24.5M
5
RJA
Raymond James & Associates
Florida
+$21.2M

Top Sellers

1
Macquarie Group
Macquarie Group
Australia
-$122M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$70.5M
3
Dodge & Cox
Dodge & Cox
California
-$62M
4
TH
TCTC Holdings
Texas
-$35.1M
5
Fisher Asset Management
Fisher Asset Management
Washington
-$23.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
FLPIM
576
F.L. Putnam Investment Management
Massachusetts
$541K +$32.1K +454 +6%
SC
577
Schulhoff & Co
Ohio
$540K +$3.18K +45 +0.6%
GA
578
GFS Advisors
Texas
$534K – – –
IA
579
IFP Advisors
Florida
$523K -$1.63K -23 -0.3%
CAG
580
Crestwood Advisors Group
Massachusetts
$519K -$8.43M -119,168 -94%
FCCM
581
First City Capital Management
Georgia
$518K – – –
SPC
582
Sigma Planning Corp
Michigan
$508K -$8.99K -127 -2%
ST
583
Smithfield Trust
Pennsylvania
$506K -$7.91K -112 -2%
MPI
584
Mairs & Power Inc
Minnesota
$502K +$203K +2,873 +68%
BAS
585
Brown Advisory Securities
Maryland
$500K +$11.5K +161 +2%
WI
586
WrapManager Inc
California
$499K -$849 -12 -0.2%
GI
587
GAMCO Investors
Connecticut
$495K +$19.8K +279 +4%
PFM
588
PacWest Financial Management
Arizona
$494K +$1.91K +27 +0.4%
MCA
589
Mercer Capital Advisers
New Jersey
$481K – – –
FLAM
590
First Light Asset Management
Minnesota
$479K – – –
JG
591
Jefferies Group
New York
$479K +$479K +6,773 New
CK
592
Cohen Klingenstein
New York
$474K – – –
SFSIG
593
San Francisco Sentry Investment Group
California
$474K – – –
Citadel Advisors
594
Citadel Advisors
Florida
$461K -$1.74M -24,668 -79%
CPA
595
Capital Planning Advisors
California
$455K – – –
JC
596
Jacobs & Co
California
$448K – – –
HCM
597
Hutchinson Capital Management
California
$448K – – –
AMIM
598
Aull & Monroe Investment Management
Alabama
$444K – – –
WSTAM
599
Wilbanks Smith & Thomas Asset Management
Virginia
$435K +$79.6K +1,124 +22%
PM
600
Penbrook Management
New York
$434K – – –
22 23
24
25 26