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Novartis
NVS

Overview Fund Activity

877 hedge funds and large institutions have $19.5B invested in Novartis in 2016 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 341 increasing their positions, 311 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
877
Holders Change
+3
Holders Change %
+0.34%
% of All Funds
23.44%
Holding in Top 10
37
Holding in Top 10 Change
+16
Holding in Top 10 Change %
+76.19%
% of All Funds
0.99%
New
69
Increased
341
Reduced
311
Closed
56
Calls
$62.8M
Puts
$60.5M
Net Calls
+$2.28M
Net Calls Change
+$2.74M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$128M
2
Parnassus Investments
Parnassus Investments
California
+$109M
3
T
Thomaspartners
Massachusetts
+$93.8M
4
Aristotle Capital Management
Aristotle Capital Management
California
+$54.7M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$39.5M

Top Sellers

1
IC
Institutional Capital
Illinois
-$276M
2
Renaissance Technologies
Renaissance Technologies
New York
-$82.8M
3
Dodge & Cox
Dodge & Cox
California
-$56.8M
4
State Street
State Street
Massachusetts
-$50.8M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$48.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
576
BTC Capital Management
Iowa
$560K +$261K +3,525 +87%
GA
577
GFS Advisors
Texas
$558K – – –
BWAM
578
Boyd Watterson Asset Management
Ohio
$552K -$7.17K -97 -1%
OC
579
Oakworth Capital
Alabama
$549K +$10.5K +147 +2%
IA
580
IFP Advisors
Florida
$548K +$400K +5,414 +271%
HPCM
581
High Pointe Capital Management
Illinois
$541K – – –
FCCM
582
First City Capital Management
Georgia
$541K – – –
SPC
583
Sigma Planning Corp
Michigan
$540K +$4.88K +66 +0.9%
NFA
584
Nuveen Fund Advisors
Illinois
$540K +$540K +7,299 New
ST
585
Smithfield Trust
Pennsylvania
$538K +$150K +2,034 +39%
FLPIM
586
F.L. Putnam Investment Management
Massachusetts
$531K -$3M -40,673 -85%
LBC
587
Lawrence B. Cohen
$525K +$14K +190 +3%
WI
588
WrapManager Inc
California
$523K +$7.99K +108 +2%
PFM
589
PacWest Financial Management
Arizona
$514K -$113K -1,526 -18%
FNB
590
Farmers National Bank
Kentucky
$510K +$9.45K +128 +2%
BAS
591
Brown Advisory Securities
Maryland
$505K -$40.4K -548 -7%
FRM
592
Fox Run Management
Connecticut
$503K +$173K +2,344 +53%
MCA
593
Mercer Capital Advisers
New Jersey
$502K – – –
FLAM
594
First Light Asset Management
Minnesota
$501K – – –
GI
595
GAMCO Investors
Connecticut
$496K -$70K -948 -12%
CK
596
Cohen Klingenstein
New York
$495K – – –
SFSIG
597
San Francisco Sentry Investment Group
California
$495K – – –
NFG
598
Next Financial Group
Texas
$487K +$10.6K +144 +2%
ICAS
599
Investors Capital Advisory Services
Massachusetts
$483K +$27.5K +372 +6%
PIM
600
Penobscot Investment Management
Massachusetts
$476K -$663K -8,962 -58%
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