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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
IB
576
Intrust Bank
Kansas
$715K -$22.1K -278 -3%
DSC
577
Duncker Streett & Co
Missouri
$715K
HL
578
HeadInvest LLC
Maine
$710K -$110K -1,384 -13%
FGP
579
Foyston, Gordon, & Payne
Ontario, Canada
$703K
CG
580
Cutler Group
California
$691K +$713K +8,975 New
CCM
581
Chickasaw Capital Management
Tennessee
$688K
PVWM
582
Point View Wealth Management
New Jersey
$671K
PFM
583
PacWest Financial Management
Arizona
$663K +$20.4K +257 +3%
SPC
584
Sigma Planning Corp
Michigan
$660K -$74.5K -938 -10%
HCM
585
Howland Capital Management
Massachusetts
$653K +$48.8K +614 +8%
VCM
586
Violich Capital Management
California
$645K -$8.9K -112 -1%
LDB
587
Lee, Danner & Bass
Tennessee
$644K -$12.5K -157 -2%
WCBA
588
Weaver C. Barksdale & Associates
Tennessee
$642K
GHAM
589
Gilman Hill Asset Management
Connecticut
$641K -$5.16K -65 -0.8%
PWAG
590
Polaris Wealth Advisory Group
California
$637K +$656K +8,261 New
GI
591
GAMCO Investors
Connecticut
$636K -$13.3K -168 -2%
HVIA
592
Hudson Valley Investment Advisors
New York
$635K -$67.8K -853 -9%
WSCM
593
Wellington Shields Capital Management
New York
$634K -$520K -6,546 -44%
NBG
594
Nancy B. Gardiner
$632K +$651K +8,191 New
SJIC
595
St. James Investment Company
Texas
$626K +$32.8K +413 +5%
AAM
596
AR Asset Management
California
$624K -$434K -5,468 -40%
WJA
597
Williams Jones & Associates
New York
$608K -$8.82K -111 -1%
ACM
598
Apex Capital Management
Ohio
$599K +$96.3K +1,212 +18%
SIC
599
Salem Investment Counselors
North Carolina
$597K
BCMO
600
Buckingham Capital Management (Ohio)
Ohio
$590K -$94.8K -1,194 -14%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.