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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
AP
576
Advisor Partners
California
$763K -$9.61K -108 -1%
DMC
577
Drexel Morgan & Co
Pennsylvania
$757K +$534 +6 +0.1%
CS
578
Credential Securities
$754K +$7.83K +88 +1%
FGP
579
Foyston, Gordon, & Payne
Ontario, Canada
$751K +$6.67K +75 +0.8%
HVIA
580
Hudson Valley Investment Advisors
New York
$748K -$42.3K -475 -5%
CCM
581
Chickasaw Capital Management
Tennessee
$735K
BCMO
582
Buckingham Capital Management (Ohio)
Ohio
$728K -$44.8K -503 -5%
PVWM
583
Point View Wealth Management
New Jersey
$717K +$2.4K +27 +0.3%
GC
584
Garde Capital
Washington
$716K -$159K -1,786 -17%
LDB
585
Lee, Danner & Bass
Tennessee
$701K
VCM
586
Violich Capital Management
California
$698K
GI
587
GAMCO Investors
Connecticut
$693K -$78.4K -881 -9%
GHAM
588
Gilman Hill Asset Management
Connecticut
$690K +$17.5K +197 +2%
PFM
589
PacWest Financial Management
Arizona
$687K +$4.45K +50 +0.6%
WCBA
590
Weaver C. Barksdale & Associates
Tennessee
$685K
CCA
591
Cobblestone Capital Advisors
New York
$681K -$95K -1,068 -11%
HT
592
HighTower Trust
Texas
$678K
BRWA
593
B. Riley Wealth Advisors
Florida
$664K +$28.5K +320 +4%
Luther King Capital Management (LKCM)
594
Luther King Capital Management (LKCM)
Texas
$662K -$23.9K -268 -3%
WJA
595
Williams Jones & Associates
New York
$659K
BAS
596
Brown Advisory Securities
Maryland
$656K +$25K +281 +4%
FC
597
Forte Capital
New York
$654K +$9.97K +112 +1%
HCM
598
Howland Capital Management
Massachusetts
$647K +$43.2K +485 +7%
SJIC
599
St. James Investment Company
Texas
$635K +$125K +1,401 +22%
CA
600
Cetera Advisors
Colorado
$634K -$450K -5,055 -40%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.