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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
LDB
576
Lee, Danner & Bass
Tennessee
$742K
CS
577
Comerica Securities
Michigan
$742K +$712K +8,803 New
AAM
578
Aberdeen Asset Management
United Kingdom
$734K -$81.2K -1,004 -10%
RCG
579
Ruane, Cunniff & Goldfarb
New York
$732K +$702K +8,674 New
Barclays
580
Barclays
United Kingdom
$728K -$1.52M -18,797 -69%
BFA
581
BlackRock Fund Advisors
California
$716K -$51.1K -632 -7%
MBTD
582
Mechanics Bank - Trust Department
California
$714K -$191K -2,366 -22%
IB
583
Intrust Bank
Kansas
$714K +$8.58K +106 +1%
PIA
584
Peachtree Investment Advisors
Georgia
$704K -$393K -4,854 -37%
BWAM
585
Boyd Watterson Asset Management
Ohio
$701K
FTUS
586
Flow Traders U.S.
New York
$699K +$671K +8,290 New
GHAM
587
Gilman Hill Asset Management
Connecticut
$694K
LCM
588
Logan Capital Management
Pennsylvania
$686K -$31.2K -386 -5%
DC
589
Davenport & Co
Virginia
$685K +$13.5K +167 +2%
PFM
590
PacWest Financial Management
Arizona
$657K
FWCM
591
Ferguson Wellman Capital Management
Oregon
$655K -$15.4K -190 -2%
SIC
592
Salem Investment Counselors
North Carolina
$654K
SSA
593
South Street Advisors
New York
$654K
Luther King Capital Management (LKCM)
594
Luther King Capital Management (LKCM)
Texas
$637K +$280K +3,462 +85%
SC
595
Schulhoff & Co
Ohio
$631K -$20.3K -251 -3%
AMIM
596
Aull & Monroe Investment Management
Alabama
$626K +$8.82K +109 +1%
NA
597
Navellier & Associates
Nevada
$621K -$77.6K -959 -12%
BC
598
Banced Corp
Illinois
$617K +$55.8K +690 +10%
HT
599
HighTower Trust
Texas
$616K -$343K -4,239 -37%
CC
600
Columbia Capital
California
$614K +$589K +7,284 New

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.