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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
FWCM
576
Ferguson Wellman Capital Management
Oregon
$645K +$98.2K +1,249 +19%
PFM
577
PacWest Financial Management
Arizona
$632K +$8.73K +111 +1%
SIC
578
Salem Investment Counselors
North Carolina
$629K -$9.12K -116 -1%
SC
579
Schulhoff & Co
Ohio
$627K +$129K +1,639 +27%
KT
580
Kanaly Trust
Texas
$603K -$7.94K -101 -1%
AMIM
581
Aull & Monroe Investment Management
Alabama
$593K
ZAM
582
Zevin Asset Management
Massachusetts
$589K +$571K +7,260 New
TCB
583
Texas Capital Bancshares
Texas
$586K -$38.1K -484 -6%
1IA
584
1834 Investment Advisors
Wisconsin
$581K -$71.5K -909 -11%
BBA
585
BLB&B Advisors
Pennsylvania
$576K -$5.27K -67 -0.9%
OC
586
Oakworth Capital
Alabama
$575K
HCM
587
Howland Capital Management
Massachusetts
$573K +$202K +2,572 +57%
CIS
588
Connors Investor Services
Pennsylvania
$569K
FLAM
589
First Light Asset Management
Minnesota
$550K
SFSIG
590
San Francisco Sentry Investment Group
California
$543K -$180K -2,288 -25%
CK
591
Cohen Klingenstein
New York
$543K
BAS
592
Brown Advisory Securities
Maryland
$541K +$41.7K +530 +9%
BC
593
Banced Corp
Illinois
$538K +$266K +3,386 +104%
FAT
594
First American Trust
California
$530K +$129K +1,634 +33%
CP
595
Camelot Portfolios
Ohio
$528K -$245K -3,120 -32%
ST
596
Spinnaker Trust
Maine
$523K -$326K -4,145 -39%
BT
597
Beacon Trust
New Jersey
$523K -$9.68K -123 -2%
WTB
598
Washington Trust Bank
Washington
$523K +$19.1K +243 +4%
HCM
599
Hutchinson Capital Management
California
$521K
SIC
600
Shoker Investment Counsel
Ohio
$521K +$46.3K +589 +10%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.