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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
LDB
576
Lee, Danner & Bass
Tennessee
$659K +$29.3K +402 +5%
Nomura Holdings
577
Nomura Holdings
Japan
$653K +$629K +8,628 New
SG Americas Securities
578
SG Americas Securities
New York
$652K
TT
579
Tower Trust
Indiana
$644K
BWAM
580
Boyd Watterson Asset Management
Ohio
$637K +$1.17K +16 +0.2%
GHAM
581
Gilman Hill Asset Management
Connecticut
$633K +$203K +2,790 +51%
1IA
582
1834 Investment Advisors
Wisconsin
$615K -$134K -1,836 -19%
SCM
583
Stevens Capital Management
Pennsylvania
$614K -$1.72M -23,661 -75%
LCM
584
Logan Capital Management
Pennsylvania
$607K +$30.8K +422 +6%
IB
585
Intrust Bank
Kansas
$602K +$67K +920 +13%
SIC
586
Salem Investment Counselors
North Carolina
$599K
SSA
587
South Street Advisors
New York
$590K
TCB
588
Texas Capital Bancshares
Texas
$587K +$5.03K +69 +0.9%
PFM
589
PacWest Financial Management
Arizona
$585K -$14.2K -195 -2%
CLOS
590
Compagnie Lombard Odier SCmA
Switzerland
$576K -$447K -6,138 -45%
KT
591
Kanaly Trust
Texas
$574K +$22.4K +307 +4%
FMC
592
First Merchants Corp
Indiana
$567K -$13.4K -184 -2%
AMIM
593
Aull & Monroe Investment Management
Alabama
$557K -$8.09K -111 -1%
SYBT
594
Stock Yards Bank & Trust
Kentucky
$557K +$5.9K +81 +1%
HVIA
595
Hudson Valley Investment Advisors
New York
$548K -$32.6K -447 -6%
BBA
596
BLB&B Advisors
Pennsylvania
$546K +$17.5K +240 +3%
NDSI
597
Newman Dignan & Sheerar Inc
Rhode Island
$541K
OC
598
Oakworth Capital
Alabama
$540K +$260K +3,566 +101%
CIS
599
Connors Investor Services
Pennsylvania
$534K
TNBTD
600
Trustmark National Bank Trust Department
Mississippi
$522K -$14.8K -203 -3%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.