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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
FWCM
551
Ferguson Wellman Capital Management
Oregon
$880K +$11K +124 +1%
CTC
552
Central Trust Company
Missouri
$879K -$356 -4 -0%
IFB
553
iAB Financial Bank
Indiana
$878K -$124K -1,395 -12%
HL
554
HeadInvest LLC
Maine
$872K
FAM
555
Formidable Asset Management
Ohio
$872K +$943K +10,596 New
ITIM
556
Indiana Trust & Investment Management
Indiana
$867K -$400K -4,492 -30%
EIM
557
Essex Investment Management
Massachusetts
$862K -$903K -10,146 -49%
ACM
558
Argyle Capital Management
Pennsylvania
$853K -$19.8K -223 -2%
DWT
559
Dorsey & Whitney Trust
South Dakota
$848K +$5.43K +61 +0.6%
RWA
560
Ropes Wealth Advisors
Massachusetts
$836K +$327K +3,673 +57%
FIB
561
First Interstate Bank
Montana
$830K +$596K +6,696 +198%
MAA
562
Mraz Amerine & Associates
California
$820K
Simplex Trading
563
Simplex Trading
Illinois
$820K +$837K +9,400 +1,688%
AAM
564
Aberdeen Asset Management
United Kingdom
$818K
Walleye Trading
565
Walleye Trading
New York
$816K +$760K +8,543 +629%
IIC
566
Ironwood Investment Counsel
Arizona
$815K -$9.97K -112 -1%
PIA
567
Peachtree Investment Advisors
Georgia
$813K -$66.4K -746 -7%
ANBTV
568
American National Bank & Trust (Virginia)
Virginia
$811K -$7.12K -80 -0.8%
BFEC
569
Benjamin F. Edwards & Company
Missouri
$790K +$130K +1,466 +18%
IB
570
Intrust Bank
Kansas
$787K -$9.26K -104 -1%
SPC
571
Sigma Planning Corp
Michigan
$782K +$90.3K +1,015 +12%
SCM
572
Stevens Capital Management
Pennsylvania
$776K -$3.59M -40,351 -81%
DBT
573
Dubuque Bank & Trust
Iowa
$776K -$193K -2,173 -19%
JWS
574
Juncture Wealth Strategies
Arizona
$772K +$29.7K +334 +4%
DSC
575
Duncker Streett & Co
Missouri
$764K +$7.03K +79 +0.9%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.