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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
AI
551
Atria Investments
North Carolina
$939K -$29.8K -359 -3%
NRS
552
Neville Rodie & Shaw
New York
$939K -$13.4K -162 -1%
CCM
553
Catapult Capital Management
New York
$927K +$925K +11,160 New
MFS
554
Monetta Financial Services
Illinois
$927K +$925K +11,160 New
CTC
555
Central Trust Company
Missouri
$921K +$6.38K +77 +0.7%
SAM
556
Silvercrest Asset Management
New York
$917K +$92.5K +1,116 +11%
NAM
557
Nichols Asset Management
Massachusetts
$915K
ACM
558
Argyle Capital Management
Pennsylvania
$910K
NCCM
559
Nine Chapters Capital Management
New Jersey
$908K +$907K +10,937 New
TYCC
560
Texas Yale Capital Corp
Florida
$905K +$39.9K +481 +5%
IFB
561
iAB Financial Bank
Indiana
$899K -$9.28K -112 -1%
Hotchkis & Wiley Capital Management
562
Hotchkis & Wiley Capital Management
California
$896K +$1.74K +21 +0.2%
SFSG
563
Stearns Financial Services Group
North Carolina
$891K -$4.97K -60 -0.6%
WS
564
Wedbush Securities
California
$891K +$57.2K +690 +7%
GI
565
GAMCO Investors
Connecticut
$889K -$55.5K -670 -6%
DWT
566
Dorsey & Whitney Trust
South Dakota
$886K +$497 +6 +0.1%
NGA
567
Naples Global Advisors
Florida
$880K +$73K +881 +9%
HL
568
HeadInvest LLC
Maine
$879K +$101K +1,217 +13%
CWM
569
Concert Wealth Management
California
$876K +$78.1K +942 +10%
Vanguard Group
570
Vanguard Group
Pennsylvania
$871K
EIM
571
Essex Investment Management
Massachusetts
$869K
IT
572
Investors Trust
Texas
$853K -$89.7K -1,082 -10%
IC
573
Inverness Counsel
New York
$852K +$912 +11 +0.1%
IT
574
Independence Trust
Tennessee
$836K +$312K +3,768 +60%
BCMO
575
Buckingham Capital Management (Ohio)
Ohio
$834K -$85.6K -1,033 -9%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.