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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
551
Cetera Advisors
Colorado
$877K -$3.07K -38 -0.4%
IC
552
Inverness Counsel
New York
$864K
MWR
553
McAdams Wright Ragen
Washington
$855K -$8.66K -107 -1%
CCA
554
Cobblestone Capital Advisors
New York
$854K -$61.5K -760 -7%
WS
555
Wedbush Securities
California
$847K +$48.5K +599 +6%
CBU
556
CIBC Bank USA
Illinois
$841K -$28.2K -348 -3%
SAM
557
Silvercrest Asset Management
New York
$838K
MAA
558
Mraz Amerine & Associates
California
$834K +$18.5K +229 +2%
NGA
559
Naples Global Advisors
Florida
$820K +$11.2K +139 +1%
CWM
560
Concert Wealth Management
California
$801K -$70K -865 -8%
DSC
561
Duncker Streett & Co
Missouri
$795K
PAMG
562
Patton Albertson Miller Group
Tennessee
$794K +$9.06K +112 +1%
DMC
563
Drexel Morgan & Co
Pennsylvania
$793K -$16.9K -209 -2%
AP
564
Advisor Partners
California
$787K +$7.77K +96 +1%
GVT
565
Genesee Valley Trust
New York
$783K +$13.5K +167 +2%
HL
566
HeadInvest LLC
Maine
$779K +$240K +2,968 +46%
FGP
567
Foyston, Gordon, & Payne
Ontario, Canada
$762K -$23.4K -289 -3%
JC
568
Jacobs & Co
California
$755K
PVWM
569
Point View Wealth Management
New Jersey
$753K -$30.2K -373 -4%
CCM
570
Chickasaw Capital Management
Tennessee
$753K
WCBA
571
Weaver C. Barksdale & Associates
Tennessee
$752K
IIC
572
Ironwood Investment Counsel
Arizona
$750K -$4.53K -56 -0.6%
FCCM
573
First City Capital Management
Georgia
$745K -$14.6K -181 -2%
SA
574
Strategic Advisors
New York
$744K +$713K +8,816 New
VCM
575
Violich Capital Management
California
$743K -$307K -3,792 -30%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.