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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
551
Silvercrest Asset Management
New York
$723K – – –
SI
552
Stephens Inc
Arkansas
$718K -$139K -1,923 -16%
1IA
553
1834 Investment Advisors
Wisconsin
$714K -$16.1K -224 -2%
PVWM
554
Point View Wealth Management
New Jersey
$708K +$708K +9,827 New
CA
555
Cetera Advisors
Colorado
$707K -$7.97K -111 -1%
AAM
556
Aberdeen Asset Management
United Kingdom
$699K – – –
DMC
557
Drexel Morgan & Co
Pennsylvania
$697K -$387K -5,372 -36%
DWT
558
Dorsey & Whitney Trust
South Dakota
$697K – – –
WGCA
559
Wolf Group Capital Advisors
Virginia
$696K +$696K +9,667 New
FGP
560
Foyston, Gordon, & Payne
Ontario, Canada
$693K – – –
ST
561
Somerset Trust
Pennsylvania
$691K +$691K +9,602 New
SCA
562
SAC Capital Advisors
Connecticut
$686K +$314K +4,359 +84%
FWCM
563
Ferguson Wellman Capital Management
Oregon
$685K +$174K +2,412 +34%
TCM
564
Texan Capital Management
Texas
$682K -$468K -6,495 -41%
AP
565
Advisor Partners
California
$680K +$76.4K +1,060 +13%
DSC
566
Duncker Streett & Co
Missouri
$679K – – –
MAA
567
Mraz Amerine & Associates
California
$678K – – –
FCCM
568
First City Capital Management
Georgia
$669K -$3.17K -44 -0.5%
DC
569
Davenport & Co
Virginia
$666K -$17.9K -248 -3%
NA
570
Navellier & Associates
Nevada
$655K -$30.7M -426,274 -98%
CCA
571
Checchi Capital Advisers
California
$653K +$653K +9,061 New
BFA
572
BlackRock Fund Advisors
California
$652K – – –
BAM
573
Burgundy Asset Management
Ontario, Canada
$648K – – –
SFSIG
574
San Francisco Sentry Investment Group
California
$647K – – –
IIC
575
Ironwood Investment Counsel
Arizona
$641K -$181K -2,505 -22%
21 22
23
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