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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
FCH
526
Freestone Capital Holdings
Washington
$742K -$13.2K -198 -2%
NRS
527
Neville Rodie & Shaw
New York
$738K
NFA
528
Nuveen Fund Advisors
Illinois
$738K +$98.6K +1,479 +15%
CAN
529
Cetera Advisor Networks
California
$732K +$30.1K +452 +4%
NA
530
NewEdge Advisors
Louisiana
$721K -$92.4K -1,386 -11%
CWA
531
Cypress Wealth Advisors
California
$720K +$15.6K +234 +2%
LDB
532
Lee, Danner & Bass
Tennessee
$719K -$11.2K -168 -2%
AP
533
Appleton Partners
Massachusetts
$706K -$333K -4,992 -32%
PA
534
Perennial Advisors
New York
$704K +$99K +1,486 +16%
BMO
535
Beck Mack & Oliver
New York
$700K -$260K -3,906 -27%
EIM
536
Essex Investment Management
Massachusetts
$699K +$5.8K +87 +0.8%
RCM
537
Riverhead Capital Management
Delaware
$698K
EFS
538
Essex Financial Services
Connecticut
$697K -$51.3K -770 -7%
JMH
539
J.M. Hartwell
New York
$687K
MWM
540
Marietta Wealth Management
Georgia
$679K -$10.6K -159 -2%
NHC
541
Nicholas Hoffman & Company
Georgia
$674K -$12.7K -191 -2%
MAA
542
Mraz Amerine & Associates
California
$672K -$14.9K -223 -2%
V
543
Veritable
Delaware
$671K +$43K +646 +7%
NFG
544
Next Financial Group
Texas
$670K -$125K -1,872 -16%
ACM
545
Argyle Capital Management
Pennsylvania
$670K -$4.33K -65 -0.6%
AAM
546
Aberdeen Asset Management
United Kingdom
$668K
CS
547
Comerica Securities
Michigan
$662K +$99.5K +1,493 +18%
WC
548
Woodstock Corp
Massachusetts
$661K -$64.3K -965 -9%
HH
549
Hilltop Holdings
Texas
$660K +$140K +2,095 +27%
RFCA
550
R&F Capital Advisors
New York
$659K -$134K -2,008 -17%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.