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Novartis
NVS

Overview Fund Activity

876 hedge funds and large institutions have $18.7B invested in Novartis in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 322 increasing their positions, 339 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
876
Holders Change
-1
Holders Change %
-0.11%
% of All Funds
23.41%
Holding in Top 10
28
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-24.32%
% of All Funds
0.75%
New
53
Increased
322
Reduced
339
Closed
43
Calls
$50M
Puts
$45M
Net Calls
+$5M
Net Calls Change
+$2.72M

Top Buyers

1
Parnassus Investments
Parnassus Investments
California
+$62.9M
2
Franklin Resources
Franklin Resources
California
+$54.3M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$36.3M
4
SEI Investments
SEI Investments
Pennsylvania
+$24.5M
5
RJA
Raymond James & Associates
Florida
+$21.2M

Top Sellers

1
Macquarie Group
Macquarie Group
Australia
-$122M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$70.5M
3
Dodge & Cox
Dodge & Cox
California
-$62M
4
TH
TCTC Holdings
Texas
-$35.1M
5
Fisher Asset Management
Fisher Asset Management
Washington
-$23.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
526
Garde Capital
Washington
$716K +$716K +8,690 New
CWM
527
Concert Wealth Management
California
$708K -$18.9K -266 -3%
MAA
528
Mraz Amerine & Associates
California
$705K – – –
EMG
529
Ellington Management Group
Connecticut
$703K +$703K +9,932 New
VIA
530
Vident Investment Advisory
Georgia
$696K -$3.47K -49 -0.5%
BFM
531
Boston Financial Management
Massachusetts
$693K -$17.3K -245 -2%
AAM
532
Aberdeen Asset Management
United Kingdom
$687K -$71.1K -1,005 -9%
Twin Tree Management
533
Twin Tree Management
Texas
$685K +$525K +7,430 +329%
Wolverine Trading
534
Wolverine Trading
Illinois
$680K +$85.1K +1,198 +14%
Nomura Holdings
535
Nomura Holdings
Japan
$679K -$209K -2,950 -24%
DMC
536
Drexel Morgan & Co
Pennsylvania
$673K – – –
CRC
537
Curi RMB Capital
Illinois
$668K -$946K -13,368 -59%
IIC
538
Ironwood Investment Counsel
Arizona
$663K -$37.1K -525 -5%
DAS
539
Dynamic Advisor Solutions
Arizona
$658K +$658K +9,301 New
WB
540
Webster Bank
Connecticut
$657K -$4.31K -61 -0.7%
SGAM
541
Steinberg Global Asset Management
Florida
$655K -$27.6K -390 -4%
WCBA
542
Weaver C. Barksdale & Associates
Tennessee
$655K +$73.5K +1,039 +13%
SAM
543
Silvercrest Asset Management
New York
$653K -$419K -5,917 -39%
SFSG
544
Stearns Financial Services Group
North Carolina
$652K -$121K -1,718 -16%
DWT
545
Dorsey & Whitney Trust
South Dakota
$652K -$26.4K -372 -4%
EGA
546
E&G Advisors
Texas
$644K -$573K -8,091 -47%
GHAM
547
Gilman Hill Asset Management
Connecticut
$643K +$7.08K +100 +1%
FGP
548
Foyston, Gordon, & Payne
Ontario, Canada
$640K – – –
NAM
549
NTV Asset Management
West Virginia
$639K – – –
NFA
550
Nuveen Fund Advisors
Illinois
$639K +$123K +1,733 +24%
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22
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