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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
HPC
526
HM Payson & Co
Maine
$951K +$76.3K +961 +8%
SCM
527
Shelton Capital Management
Colorado
$946K +$73.2K +921 +8%
SGAM
528
Steinberg Global Asset Management
Florida
$945K -$310K -3,898 -24%
HCM
529
Hilton Capital Management
New York
$937K -$7.77M -97,867 -89%
SAM
530
Silvercrest Asset Management
New York
$929K +$82.9K +1,044 +9%
BW
531
Bison Wealth
Georgia
$927K +$3.58K +45 +0.4%
PFS
532
Physicians Financial Services
North Carolina
$925K +$953K +11,997 New
NAM
533
NTV Asset Management
West Virginia
$924K -$17.8K -224 -2%
PAM
534
Palisade Asset Management
Minnesota
$922K -$1.99K -25 -0.2%
BOH
535
Bank of Hawaii
Hawaii
$909K -$246K -3,097 -21%
RDM
536
Retirement Design & Management
Connecticut
$907K -$58.4K -735 -6%
CFA
537
CT Financial Advisors
Pennsylvania
$901K
BFM
538
Boston Financial Management
Massachusetts
$889K -$82.1K -1,033 -8%
DC
539
Deere & Company
Illinois
$872K
AI
540
Atria Investments
North Carolina
$864K +$68.5K +862 +8%
NRS
541
Neville Rodie & Shaw
New York
$855K
MIP
542
Marietta Investment Partners
Wisconsin
$850K -$188K -2,366 -18%
NAM
543
Nichols Asset Management
Massachusetts
$849K
PAMG
544
Patton Albertson Miller Group
Tennessee
$847K -$736K -9,263 -46%
COI
545
Connable Office Inc
Michigan
$847K -$546K -6,867 -38%
SM
546
Stratton Management
Pennsylvania
$845K -$17.8K -224 -2%
LCM
547
Logan Capital Management
Pennsylvania
$843K +$16.5K +208 +2%
CTC
548
Central Trust Company
Missouri
$836K +$14.2K +179 +2%
LJHT
549
Laurie J. Hall Trustee
$836K +$648K +8,163 +178%
AAM
550
Aberdeen Asset Management
United Kingdom
$823K

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.