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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
IFB
526
iAB Financial Bank
Indiana
$919K -$8.81K -112 -1%
CCA
527
Checchi Capital Advisers
California
$914K +$176K +2,240 +25%
NAM
528
Nichols Asset Management
Massachusetts
$893K
ACM
529
Argyle Capital Management
Pennsylvania
$889K
CCA
530
Cobblestone Capital Advisors
New York
$883K -$37.3K -474 -4%
ST
531
Somerset Trust
Pennsylvania
$882K +$62.7K +797 +8%
SSWM
532
Smith Salley Wealth Management
North Carolina
$881K +$330K +4,192 +63%
MBTD
533
Mechanics Bank - Trust Department
California
$879K -$28.9K -368 -3%
SFSG
534
Stearns Financial Services Group
North Carolina
$875K -$19.1K -243 -2%
PL
535
Parkwood LLC
Ohio
$868K +$842K +10,702 New
HPC
536
HM Payson & Co
Maine
$867K +$21.1K +268 +3%
DWT
537
Dorsey & Whitney Trust
South Dakota
$865K -$19.3K -246 -2%
SWP
538
Stratos Wealth Partners
Ohio
$862K +$833K +10,596 New
EIM
539
Essex Investment Management
Massachusetts
$849K
LPT
540
Legacy Private Trust
Wisconsin
$849K +$823K +10,466 New
CA
541
Cetera Advisors
Colorado
$848K +$48.2K +613 +6%
IAS
542
IMA Advisory Services
Colorado
$845K -$123K -1,562 -13%
CBU
543
CIBC Bank USA
Illinois
$837K -$58.4K -742 -7%
IC
544
Inverness Counsel
New York
$831K
MWR
545
McAdams Wright Ragen
Washington
$831K
CWM
546
Concert Wealth Management
California
$809K +$87K +1,106 +12%
BRWA
547
B. Riley Wealth Advisors
Florida
$807K +$619K +7,873 +380%
SAM
548
Silvercrest Asset Management
New York
$806K -$7.94K -101 -1%
AAM
549
Aberdeen Asset Management
United Kingdom
$788K
MAA
550
Mraz Amerine & Associates
California
$784K +$52.9K +672 +7%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.