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Novartis
NVS

Overview Fund Activity

903 hedge funds and large institutions have $18.2B invested in Novartis in 2016 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 302 increasing their positions, 353 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
903
Holders Change
+27
Holders Change %
+3.08%
% of All Funds
22.61%
Holding in Top 10
21
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-25%
% of All Funds
0.53%
New
121
Increased
302
Reduced
353
Closed
80
Calls
$98.8M
Puts
$81.4M
Net Calls
+$17.4M
Net Calls Change
+$12.4M

Top Buyers

1
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$186M
2
Dodge & Cox
Dodge & Cox
California
+$156M
3
Franklin Resources
Franklin Resources
California
+$151M
4
Federated Hermes
Federated Hermes
Pennsylvania
+$135M
5
MNA
Manning & Napier Advisors
New York
+$131M

Top Sellers

1
CI
Cambiar Investors
Colorado
-$176M
2
Mawer Investment Management
Mawer Investment Management
Alberta, Canada
-$59.7M
3
Capital World Investors
Capital World Investors
California
-$36.4M
4
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$36.3M
5
Macquarie Group
Macquarie Group
Australia
-$34.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
VIA
501
Vident Investment Advisory
Georgia
$762K +$121K +1,848 +19%
DAC
502
Dividend Assets Capital
South Carolina
$759K +$180K +2,756 +31%
NFG
503
Next Financial Group
Texas
$756K +$24.6K +377 +3%
CTI
504
Community Trust & Investment
Kentucky
$752K – – –
AAM
505
Azzad Asset Management
Virginia
$751K -$40.9K -627 -5%
NAM
506
Nichols Asset Management
Massachusetts
$750K – – –
NERM
507
New England Research & Management
Illinois
$749K +$41.9K +642 +6%
HPC
508
HM Payson & Co
Maine
$746K – – –
BFM
509
Boston Financial Management
Massachusetts
$746K +$107K +1,642 +17%
YIA
510
YHB Investment Advisors
Connecticut
$745K -$73.9K -1,131 -9%
FIM
511
Freedom Investment Management
Connecticut
$742K -$80.3K -1,231 -10%
LFAS
512
Level Four Advisory Services
Texas
$742K +$742K +11,366 New
FCH
513
Freestone Capital Holdings
Washington
$741K -$447K -6,854 -38%
LPC
514
Loeb Partners Corp
New York
$739K +$739K +11,327 New
EFS
515
Essex Financial Services
Connecticut
$734K +$3.66K +56 +0.5%
NRS
516
Neville Rodie & Shaw
New York
$723K – – –
LDB
517
Lee, Danner & Bass
Tennessee
$716K +$12.8K +196 +2%
WC
518
Woodstock Corp
Massachusetts
$711K -$18.6K -285 -3%
PWP
519
Private Wealth Partners
California
$710K -$2.36M -36,186 -77%
ITIM
520
Indiana Trust & Investment Management
Indiana
$692K -$21.2K -324 -3%
CAN
521
Cetera Advisor Networks
California
$691K -$367K -5,608 -35%
CCP
522
Corient Capital Partners
California
$691K -$97.4K -1,493 -12%
CWA
523
Cypress Wealth Advisors
California
$691K -$1.83K -28 -0.3%
RCM
524
Riverhead Capital Management
Delaware
$685K – – –
EIM
525
Essex Investment Management
Massachusetts
$680K – – –
19 20
21
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