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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
KFC
501
Klingenstein Fields & Co
New York
$1.27M
JWBC
502
J.W. Burns & Co
New York
$1.25M -$10.9K -123 -0.8%
CB
503
Chemical Bank
Michigan
$1.25M
PCM
504
Parsons Capital Management
Rhode Island
$1.25M
YIA
505
YHB Investment Advisors
Connecticut
$1.24M -$27.2K -306 -2%
CPIM
506
Columbia Partners Investment Management
Virginia
$1.23M -$116K -1,299 -8%
EWMCB
507
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$1.23M +$59.2K +665 +5%
CBN
508
Cadence Bank NA
Texas
$1.23M +$747K +8,399 +129%
BOH
509
Bank of Hawaii
Hawaii
$1.23M -$25.2K -283 -2%
NGA
510
Naples Global Advisors
Florida
$1.23M +$344K +3,866 +35%
WSCM
511
Wellington Shields Capital Management
New York
$1.22M
JFA
512
JNBA Financial Advisors
Minnesota
$1.2M -$19.8K -223 -2%
First Eagle Investment Management
513
First Eagle Investment Management
New York
$1.18M
V
514
Veritable
Delaware
$1.18M +$22.6K +254 +2%
Bessemer Group
515
Bessemer Group
New Jersey
$1.16M -$179K -2,010 -12%
HI
516
HBK Investments
Texas
$1.16M -$377K -4,240 -23%
RGC
517
Roberts, Glore & Co
Illinois
$1.13M -$49.7K -558 -4%
MFS
518
MSI Financial Services
Massachusetts
$1.13M -$2.13M -23,923 -64%
ATC
519
Argent Trust Company
Louisiana
$1.12M -$1.96K -22 -0.2%
ST
520
Somerset Trust
Pennsylvania
$1.12M +$37.7K +424 +3%
VFA
521
Voya Financial Advisors
Connecticut
$1.12M +$26.2K +294 +2%
AAM
522
AR Asset Management
California
$1.12M +$700K +7,867 +138%
ACI
523
Alpha Cubed Investments
California
$1.09M +$3.47K +39 +0.3%
MIP
524
Marietta Investment Partners
Wisconsin
$1.08M -$350K -3,933 -23%
CWA
525
Cypress Wealth Advisors
California
$1.08M +$1.17M +13,104 New

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.