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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
JWBC
501
J.W. Burns & Co
New York
$1.35M -$87.9K -1,060 -6%
AIA
502
Avalon Investment & Advisory
Texas
$1.34M -$35.7K -431 -3%
FC
503
Fayerweather Charles
$1.34M -$8.37K -101 -0.6%
EFS
504
Essex Financial Services
Connecticut
$1.34M -$17.2K -208 -1%
Bessemer Group
505
Bessemer Group
New Jersey
$1.34M +$315K +3,803 +31%
K
506
Kemper
Illinois
$1.32M
ACI
507
Alpha Cubed Investments
California
$1.32M -$48.6K -586 -4%
JMH
508
J.M. Hartwell
New York
$1.29M
KFC
509
Klingenstein Fields & Co
New York
$1.29M -$1.09M -13,110 -46%
JFA
510
JNBA Financial Advisors
Minnesota
$1.28M
OCG
511
Opus Capital Group
Ohio
$1.27M -$115K -1,385 -8%
TCOTO
512
Trust Company of the Ozarks
Missouri
$1.26M -$14.1K -170 -1%
SSWM
513
Smith Salley Wealth Management
North Carolina
$1.26M +$139K +1,682 +13%
WSCM
514
Wellington Shields Capital Management
New York
$1.25M +$2.65K +32 +0.2%
WIS
515
Wright Investors Service
Connecticut
$1.25M -$71.7K -865 -5%
YIA
516
YHB Investment Advisors
Connecticut
$1.24M +$3.98K +48 +0.3%
EWMCB
517
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$1.23M +$1.23M +14,803 New
BOH
518
Bank of Hawaii
Hawaii
$1.23M -$57.1K -689 -4%
Toronto Dominion Bank
519
Toronto Dominion Bank
Ontario, Canada
$1.22M +$55.5K +669 +5%
HCM
520
Hall Capital Management
Rhode Island
$1.22M +$1.22M +14,718 New
CB
521
Chemical Bank
Michigan
$1.2M +$803K +9,692 +204%
PIM
522
Penobscot Investment Management
Massachusetts
$1.19M
First Eagle Investment Management
523
First Eagle Investment Management
New York
$1.19M
AHS
524
Aspiriant Holdings S3
California
$1.19M +$93.3K +1,126 +9%
FFA
525
Fragasso Financial Advisors
Pennsylvania
$1.18M -$15.4K -186 -1%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.