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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
Bessemer Group
501
Bessemer Group
New Jersey
$1.04M +$73.8K +1,013 +8%
CFA
502
CT Financial Advisors
Pennsylvania
$1.03M +$850K +11,670 New
QIM
503
Quantitative Investment Management
Virginia
$1.03M +$73.2K +1,005 +8%
BOH
504
Bank of Hawaii
Hawaii
$1.03M +$54.2K +744 +6%
GVT
505
Genesee Valley Trust
New York
$1.01M +$40.6K +557 +4%
FBT
506
Founders Bank & Trust
Michigan
$1M +$46.1K +633 +5%
AIA
507
Avalon Investment & Advisory
Texas
$996K -$10.2K -140 -1%
VCM
508
Violich Capital Management
California
$994K -$14.6K -200 -2%
CPIM
509
Columbia Partners Investment Management
Virginia
$988K -$625K -8,584 -40%
SGAM
510
Steinberg Global Asset Management
Florida
$973K -$6.15M -84,428 -87%
LIM
511
Leavell Investment Management
Alabama
$973K
CCA
512
Catalyst Capital Advisors
New York
$972K +$36.6K +502 +4%
CCM
513
Chickasaw Capital Management
Tennessee
$960K +$23.8K +327 +3%
ASN
514
Advisory Services Network
Georgia
$947K +$28.8K +395 +3%
NAM
515
NTV Asset Management
West Virginia
$939K
FFA
516
Fragasso Financial Advisors
Pennsylvania
$923K
PCM
517
Parsons Capital Management
Rhode Island
$922K -$27K -371 -3%
PAM
518
Palisade Asset Management
Minnesota
$922K -$16.3K -223 -2%
GD
519
Grandfield & Dodd
New York
$919K -$33.5K -460 -4%
GLA
520
Great Lakes Advisors
Illinois
$919K -$3.35K -46 -0.4%
SAM
521
Smithbridge Asset Management
Pennsylvania
$918K -$8.09K -111 -0.9%
GI
522
GAMCO Investors
Connecticut
$913K -$8.09K -111 -0.9%
IAS
523
IMA Advisory Services
Colorado
$913K +$3.21K +44 +0.4%
CTC
524
Central Trust Company
Missouri
$894K -$58.4K -802 -6%
AHS
525
Aspiriant Holdings S3
California
$894K -$31.6K -434 -4%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.