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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
EARNEST Partners
Georgia
$185M
2
Boston Partners
Boston Partners
Massachusetts
$182M
3
TCIM
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
Fidelity Investments
Massachusetts
$205M
5
WCM
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
Neuberger Berman Group
New York
$339M
2
EAM
Edge Asset Management
Washington
$71.8M
3
BBHC
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
Northern Trust
Illinois
$218M
5
VKH
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
WWM
501
Willingdon Wealth Management
North Carolina
$970K +$970K +13,461 New
VCM
502
Violich Capital Management
California
$954K – – –
AIA
503
Avalon Investment & Advisory
Texas
$951K -$33.6K -466 -3%
YIA
504
YHB Investment Advisors
Connecticut
$944K +$10K +139 +1%
LIM
505
Leavell Investment Management
Alabama
$920K – – –
GVT
506
Genesee Valley Trust
New York
$918K -$5.91K -82 -0.6%
BOH
507
Bank of Hawaii
Hawaii
$917K +$12.8K +177 +1%
Lord, Abbett & Co
508
Lord, Abbett & Co
New Jersey
$916K -$12.9M -179,252 -93%
Bessemer Group
509
Bessemer Group
New Jersey
$910K +$81.4K +1,130 +10%
CTC
510
Central Trust Company
Missouri
$903K -$26.9K -373 -3%
GD
511
Grandfield & Dodd
New York
$902K -$3.46K -48 -0.4%
QIM
512
Quantitative Investment Management
Virginia
$900K +$394K +5,468 +78%
PCM
513
Parsons Capital Management
Rhode Island
$899K +$2.67K +37 +0.3%
PAM
514
Palisade Asset Management
Minnesota
$888K – – –
BCMO
515
Buckingham Capital Management (Ohio)
Ohio
$887K -$8.07K -112 -0.9%
NAM
516
NTV Asset Management
West Virginia
$887K +$5.61K +78 +0.6%
CCM
517
Chickasaw Capital Management
Tennessee
$884K – – –
FBT
518
Founders Bank & Trust
Michigan
$883K -$32.6K -463 -4%
CCA
519
Catalyst Capital Advisors
New York
$882K – – –
FAM
520
Formidable Asset Management
Ohio
$878K +$878K +12,103 New
AHS
521
Aspiriant Holdings S3
California
$877K -$11.5K -160 -1%
SAM
522
Smithbridge Asset Management
Pennsylvania
$876K -$1.18M -16,406 -57%
GLA
523
Great Lakes Advisors
Illinois
$872K +$89.9K +1,249 +12%
FFA
524
Fragasso Financial Advisors
Pennsylvania
$872K +$872K +12,110 New
GI
525
GAMCO Investors
Connecticut
$871K – – –
19 20
21
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