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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
RHBC
476
R.H. Bluestein & Co
Michigan
$1.45M -$17.2K -213 -1%
FMC
477
First Merchants Corp
Indiana
$1.44M +$102K +1,259 +8%
GA
478
GFS Advisors
Texas
$1.42M -$217K -2,678 -14%
MCM
479
Murphy Capital Management
New Jersey
$1.42M +$49.6K +613 +4%
SCM
480
Stonebridge Capital Management
California
$1.42M +$36.5K +451 +3%
OSNBOA
481
Old Second National Bank of Aurora
Illinois
$1.41M +$1.31M +16,199 +3,056%
OCG
482
Opus Capital Group
Ohio
$1.41M +$9.95K +123 +0.7%
LIM
483
Leavell Investment Management
Alabama
$1.41M +$45.1K +558 +3%
BFM
484
Boston Financial Management
Massachusetts
$1.41M -$13.5K -167 -1%
AIA
485
Avalon Investment & Advisory
Texas
$1.4M +$233K +2,879 +21%
ACI
486
Alpha Cubed Investments
California
$1.39M -$54.1K -669 -4%
EFS
487
Essex Financial Services
Connecticut
$1.38M
FC
488
Fayerweather Charles
$1.37M +$5.91K +73 +0.5%
K
489
Kemper
Illinois
$1.35M
MSFP
490
Mark Sheptoff Financial Planning
Connecticut
$1.34M
WIS
491
Wright Investors Service
Connecticut
$1.34M -$68.1K -842 -5%
AAM
492
Azzad Asset Management
Virginia
$1.33M +$41.3K +510 +3%
JMH
493
J.M. Hartwell
New York
$1.31M
BOH
494
Bank of Hawaii
Hawaii
$1.3M +$3.15K +39 +0.3%
JFA
495
JNBA Financial Advisors
Minnesota
$1.3M -$32.1K -397 -3%
TCOTO
496
Trust Company of the Ozarks
Missouri
$1.29M +$30.5K +377 +3%
WSCM
497
Wellington Shields Capital Management
New York
$1.27M -$8.33K -103 -0.7%
SCM
498
Shelton Capital Management
Colorado
$1.27M
YIA
499
YHB Investment Advisors
Connecticut
$1.26M +$24.8K +307 +2%
FFA
500
Fragasso Financial Advisors
Pennsylvania
$1.21M +$169K +2,089 +17%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.