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Novartis

1,134 hedge funds and large institutions have $26.2B invested in Novartis in 2019 Q1 according to their latest regulatory filings, with 114 funds opening new positions, 419 increasing their positions, 397 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

104% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 56

54% more call options, than puts

Call options by funds: $146M | Put options by funds: $94.9M

12% more capital invested

Capital invested by funds: $23.4B → $26.2B (+$2.8B)

4% more funds holding

Funds holding: 1,0881,134 (+46)

6% more repeat investments, than reductions

Existing positions increased: 419 | Existing positions reduced: 397

0.04% more ownership

Funds ownership: 11.93%11.97% (+0.04%)

3% less funds holding in top 10

Funds holding in top 10: 4039 (-1)

Holders
1,134
Holders Change
+46
Holders Change %
+4.23%
% of All Funds
24.54%
Holding in Top 10
39
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-2.5%
% of All Funds
0.84%
New
114
Increased
419
Reduced
397
Closed
56
Calls
$146M
Puts
$94.9M
Net Calls
+$50.8M
Net Calls Change
+$23.4M
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$230M +$1.11M +13,861 +0.5%
Dimensional Fund Advisors
27
Dimensional Fund Advisors
Texas
$219M -$903K -11,246 -0.4%
SCCM
28
Schafer Cullen Capital Management
New York
$216M -$13.6M -169,786 -6%
EARNEST Partners
29
EARNEST Partners
Georgia
$187M +$2.26M +28,205 +1%
Neuberger Berman Group
30
Neuberger Berman Group
New York
$172M +$26.2M +326,413 +20%
Invesco
31
Invesco
Georgia
$168M -$13M -162,241 -8%
FWIA
32
Fort Washington Investment Advisors
Ohio
$151M -$33.4M -416,232 -19%
RJA
33
Raymond James & Associates
Florida
$150M +$3.68M +45,881 +3%
Capital Research Global Investors
34
Capital Research Global Investors
California
$149M +$80 +1 +0%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$146M -$375K -4,673 -0.3%
Point72 Asset Management
36
Point72 Asset Management
Connecticut
$138M -$10.7M -133,221 -8%
SEI Investments
37
SEI Investments
Pennsylvania
$123M -$2.66M -33,107 -2%
Goldman Sachs
38
Goldman Sachs
New York
$122M -$13.8M -172,510 -11%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$121M +$864K +10,758 +0.8%
ClearBridge Investments
40
ClearBridge Investments
New York
$121M +$38.6M +480,858 +52%
Principal Financial Group
41
Principal Financial Group
Iowa
$111M +$87.4K +1,089 +0.1%
EAM
42
Eagle Asset Management
Florida
$106M +$22.8M +283,964 +30%
AG
43
Aperio Group
California
$106M +$310K +3,862 +0.3%
Ameriprise
44
Ameriprise
Minnesota
$102M +$1M +12,467 +1%
Millennium Management
45
Millennium Management
New York
$97M +$41M +510,237 +83%
Natixis Advisors
46
Natixis Advisors
Massachusetts
$89.5M +$2.61M +32,506 +3%
Macquarie Group
47
Macquarie Group
Australia
$87.6M -$1.19M -14,769 -1%
BCPEM
48
Bain Capital Public Equity Management
Massachusetts
$84.8M -$14.2M -177,033 -15%
SI
49
Scharf Investments
California
$83.9M -$1.96M -24,433 -2%
CCM
50
Cullen Capital Management
New York
$83.9M +$674K +8,397 +0.9%

NVS Hedge Fund Activity: Q1 2019 in Review

1,134 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2019, worth a combined $26.2B — up 12% from $23.4B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new NVS positions and 56 closed out — a net gain of 58 holders — while 419 added to existing stakes and 397 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $149M. The largest seller was BlackRock, cutting an estimated $115M.

  • 1,134 institutional investors held Novartis (NVS) as of Q1 2019, up from 1,088 in Q4 2018.
  • Funds reported $26.2B of Novartis stock for Q1 2019, up 12% quarter-over-quarter.
  • 114 funds opened new Novartis positions in Q1 2019 and 56 closed out, a net change of +58 holders.
  • The largest Novartis buyer in Q1 2019 was Fidelity Investments, an estimated $149M added.
  • The largest Novartis seller in Q1 2019 was BlackRock, an estimated $115M sold.

Based on aggregated 13F filings for Q1 2019.