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Novartis
NVS

Overview Fund Activity

1,079 hedge funds and large institutions have $18B invested in Novartis in 2021 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 368 increasing their positions, 408 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,079
Holders Change
-39
Holders Change %
-3.49%
% of All Funds
18.95%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
57
Increased
368
Reduced
408
Closed
79
Calls
$501M
Puts
$160M
Net Calls
+$341M
Net Calls Change
+$201M

Top Buyers

1
Dodge & Cox
1
Dodge & Cox
California
$2.39B
2
Renaissance Technologies
2
Renaissance Technologies
New York
$270M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$345M
4
Natixis Advisors
4
Natixis Advisors
Massachusetts
$172M
5
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
5
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$59.2M

Top Sellers

1
Mawer Investment Management
1
Mawer Investment Management
Alberta, Canada
$110M
2
Boston Partners
2
Boston Partners
Massachusetts
$359M
3
Franklin Resources
3
Franklin Resources
California
$554M
4
WG
4
Welch Group
Alabama
$2.06M
5
Ameriprise
5
Ameriprise
Minnesota
$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
Luther King Capital Management (LKCM)
451
Luther King Capital Management (LKCM)
Texas
$975K -$408K -4,988 -29%
LC
452
LCNB Corp
Ohio
$975K -$12.2K -149 -1%
AC
453
Abbrea Capital
California
$968K – – –
SPC
454
Sigma Planning Corp
Michigan
$964K +$20.5K +250 +2%
SWP
455
Stratos Wealth Partners
Ohio
$961K +$2.62K +32 +0.3%
TF
456
TIAA FSB
Florida
$958K -$7.52K -92 -0.8%
SEC
457
Seven Eight Capital
New York
$957K -$629K -7,696 -40%
SAM
458
Silvercrest Asset Management
New York
$952K -$81.3K -994 -8%
CQS
459
Credential Qtrade Securities
$951K +$116K +1,413 +14%
JFA
460
JNBA Financial Advisors
Minnesota
$943K – – –
MA
461
Mutual Advisors
Nebraska
$942K +$52.7K +644 +6%
GWM
462
Greenwich Wealth Management
Connecticut
$931K +$7.77K +95 +0.8%
LOIM
463
Liberty One Investment Management
Illinois
$915K +$39.7K +486 +5%
ABTD
464
Arvest Bank Trust Division
Oklahoma
$915K +$180K +2,202 +25%
CIC
465
Carnegie Investment Counsel
Ohio
$909K – – –
CCP
466
Corient Capital Partners
California
$902K +$35.3K +432 +4%
LFAS
467
Level Four Advisory Services
Texas
$898K +$644K +7,882 +254%
GW
468
GW & Wade
Massachusetts
$895K +$63.2K +773 +8%
JWBC
469
J.W. Burns & Co
New York
$891K -$169K -2,067 -16%
CAM
470
Cypress Asset Management
Texas
$885K -$13.5K -165 -2%
1CP
471
17 Capital Partners
Arizona
$881K – – –
FAIM
472
Financial Advocates Investment Management
Washington
$881K +$13.8K +169 +2%
AAM
473
AR Asset Management
California
$879K +$221K +2,700 +34%
FDCDDQ
474
Federation des caisses Desjardins du Quebec
Quebec, Canada
$875K +$6.79K +83 +0.8%
BCM
475
Brookstone Capital Management
Illinois
$859K +$20K +242 +2%
17 18
19
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