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Novartis

909 hedge funds and large institutions have $19.9B invested in Novartis in 2017 Q1 according to their latest regulatory filings, with 76 funds opening new positions, 342 increasing their positions, 335 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 61

9% more capital invested

Capital invested by funds: $18.3B → $19.9B (+$1.61B)

2% more repeat investments, than reductions

Existing positions increased: 342 | Existing positions reduced: 335

0.71% more ownership

Funds ownership: 10.65%11.36% (+0.71%)

1% more funds holding

Funds holding: 904909 (+5)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

55% less call options, than puts

Call options by funds: $30.9M | Put options by funds: $68.2M

Holders
909
Holders Change
+5
Holders Change %
+0.55%
% of All Funds
22.63%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.5%
New
76
Increased
342
Reduced
335
Closed
61
Calls
$30.9M
Puts
$68.2M
Net Calls
-$37.3M
Net Calls Change
-$54.7M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
451
Teza Capital Management
Illinois
$1.09M +$885K +13,277 +422%
ADMI
452
Albert D. Mason Inc
Massachusetts
$1.09M -$733 -11 -0.1%
FBT
453
First Bank & Trust
South Dakota
$1.09M +$252K +3,779 +30%
DWT
454
Dorsey & Whitney Trust
South Dakota
$1.09M +$484K +7,258 +80%
IPC
455
Independent Portfolio Consultants
Florida
$1.08M -$85.6K -1,285 -7%
AAM
456
Azzad Asset Management
Virginia
$1.08M +$318K +4,770 +41%
RG
457
Rikoon Group
New Mexico
$1.08M +$55.8K +837 +6%
RFA
458
Reilly Financial Advisors
California
$1.08M +$80.6K +1,210 +8%
SG Americas Securities
459
SG Americas Securities
New York
$1.08M -$2.64M -39,677 -71%
HSBC Holdings
460
HSBC Holdings
United Kingdom
$1.07M +$196K +2,937 +22%
WOC
461
West Oak Capital
California
$1.07M -$2.2K -33 -0.2%
NPC
462
National Planning Corporation
California
$1.07M -$1.67K -25 -0.2%
MSFP
463
Mark Sheptoff Financial Planning
Connecticut
$1.06M -$414K -6,214 -28%
LC
464
LCNB Corp
Ohio
$1.04M -$16.5K -248 -2%
TW
465
Transform Wealth
Colorado
$1.03M +$1.03M +15,428 New
CCM
466
Covington Capital Management
California
$1.01M -$900K -13,510 -47%
SCM
467
Shelton Capital Management
Colorado
$1M -$9.33K -140 -0.9%
PAM
468
Palisade Asset Management
Minnesota
$996K -$22.3K -334 -2%
Simplex Trading
469
Simplex Trading
Illinois
$994K +$995K +14,938 New
ST
470
Somerset Trust
Pennsylvania
$992K +$20.7K +311 +2%
MWM
471
Mission Wealth Management
California
$983K -$122K -1,832 -11%
CTC
472
Central Trust Company
Missouri
$961K -$8.4K -126 -0.9%
SG
473
StoneX Group
New York
$954K -$9.06K -136 -0.9%
First Eagle Investment Management
474
First Eagle Investment Management
New York
$954K
NSB
475
Norway Savings Bank
Maine
$941K -$324K -4,855 -26%

NVS Hedge Fund Activity: Q1 2017 in Review

909 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2017, worth a combined $19.9B — up 8.8% from $18.3B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new NVS positions and 61 closed out — a net gain of 15 holders — while 342 added to existing stakes and 335 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $362M. The largest seller was 1832 Asset Management, cutting an estimated $239M.

  • 909 institutional investors held Novartis (NVS) as of Q1 2017, up from 904 in Q4 2016.
  • Funds reported $19.9B of Novartis stock for Q1 2017, up 8.8% quarter-over-quarter.
  • 76 funds opened new Novartis positions in Q1 2017 and 61 closed out, a net change of +15 holders.
  • The largest Novartis buyer in Q1 2017 was Dodge & Cox, an estimated $362M added.
  • The largest Novartis seller in Q1 2017 was 1832 Asset Management, an estimated $239M sold.

Based on aggregated 13F filings for Q1 2017.