We are live on ! Find out more
NVS icon

Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
NPC
451
National Planning Corporation
California
$1.76M -$138K -1,664 -7%
HI
452
HBK Investments
Texas
$1.75M +$839K +10,125 +92%
WA
453
WealthTrust Axiom
Pennsylvania
$1.74M
HJGA
454
Hardman Johnston Global Advisors
Connecticut
$1.73M -$52.7K -636 -3%
1GA
455
1st Global Advisors
Texas
$1.71M -$130K -1,573 -7%
PAMG
456
Patton Albertson Miller Group
Tennessee
$1.68M +$884K +10,663 +112%
SBH
457
Segall Bryant & Hamill
Illinois
$1.66M
JWS
458
Juncture Wealth Strategies
Arizona
$1.65M +$1.61M +19,376 New
MSFP
459
Mark Sheptoff Financial Planning
Connecticut
$1.65M +$328K +3,962 +25%
CT
460
Cambridge Trust
Massachusetts
$1.65M -$14.1K -170 -0.9%
JWM
461
Jackson Wealth Management
Florida
$1.63M +$1.63M +19,677 New
HFS
462
HL Financial Services
Kentucky
$1.63M -$388K -4,681 -19%
BFG
463
Beacon Financial Group
Texas
$1.63M -$196K -2,365 -11%
EGA
464
E&G Advisors
Texas
$1.63M -$139K -1,674 -8%
RNS
465
Robert N. Shapiro
$1.63M +$3.9K +47 +0.2%
LBC
466
Lowe Brockenbrough & Co
Virginia
$1.59M
OC
467
Oarsman Capital
Wisconsin
$1.59M -$19.5K -235 -1%
FMC
468
First Merchants Corp
Indiana
$1.57M +$153K +1,848 +11%
RGC
469
Roberts, Glore & Co
Illinois
$1.57M -$3.73K -45 -0.2%
SGAM
470
Steinberg Global Asset Management
Florida
$1.56M +$379K +4,569 +32%
WCF
471
West Coast Financial
California
$1.55M -$35.6K -430 -2%
COI
472
Connable Office Inc
Michigan
$1.55M -$212K -2,560 -12%
SRC
473
Shufro Rose & Co
New York
$1.55M
AIG
474
American International Group
New York
$1.55M +$106K +1,273 +7%
APFBOT
475
Amica Pension Fund Board of Trustees
Rhode Island
$1.54M

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.