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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
WB
451
Webster Bank
Connecticut
$1.79M -$323K -3,989 -16%
COI
452
Connable Office Inc
Michigan
$1.79M
SG Americas Securities
453
SG Americas Securities
New York
$1.78M +$993K +12,276 +140%
WA
454
WealthTrust Axiom
Pennsylvania
$1.76M
PAG
455
Private Advisor Group
New Jersey
$1.7M +$581K +7,185 +55%
SBH
456
Segall Bryant & Hamill
Illinois
$1.69M -$809 -10 -0%
CT
457
Cambridge Trust
Massachusetts
$1.68M -$9.3K -115 -0.6%
RNS
458
Robert N. Shapiro
$1.65M -$239K -2,957 -13%
JIC
459
Johnson Investment Counsel
Ohio
$1.64M +$728 +9 +0%
OC
460
Oarsman Capital
Wisconsin
$1.63M +$5.02K +62 +0.3%
LBC
461
Lowe Brockenbrough & Co
Virginia
$1.61M -$21.2K -262 -1%
WCF
462
West Coast Financial
California
$1.61M -$131K -1,621 -8%
RGC
463
Roberts, Glore & Co
Illinois
$1.6M -$3.15K -39 -0.2%
SRC
464
Shufro Rose & Co
New York
$1.57M
APFBOT
465
Amica Pension Fund Board of Trustees
Rhode Island
$1.56M
WA
466
Wheatland Advisors
Pennsylvania
$1.55M
QT
467
Quantbot Technologies
New York
$1.53M +$1.47M +18,170 New
CCA
468
Catalyst Capital Advisors
New York
$1.53M +$433K +5,357 +42%
PJSIMP
469
P.J. Schmidt Investment Management (PJS)
Wisconsin
$1.51M +$46.4K +573 +3%
HC
470
Hawkins Capital
Texas
$1.51M
1IC
471
1919 Investment Counsel
Maryland
$1.49M +$315K +3,895 +28%
CT
472
Coastline Trust
Rhode Island
$1.48M +$49.6K +613 +4%
FC
473
FIC Capital
New York
$1.48M -$9.06K -112 -0.6%
AIG
474
American International Group
New York
$1.46M +$91.5K +1,131 +7%
JWBC
475
J.W. Burns & Co
New York
$1.46M -$90.3K -1,116 -6%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.